Adviser Profile

As of Date 09/08/2026
Registration SEC, Approved, 10/19/2023
ADV Location WATERLOO, Canada
Contact Info 519 xxxxxxx
Websites
AUM* 1,066,219,716 19%
of that, discretionary 1,066,219,716 19%
Number of Employees 25
of those in investment advisory functions 11
Private Fund GAV* 0
Avg Account Size 415,842 18%
% High Net Worth 46.33% 48%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 914M 762M 609M 457M 305M 152M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameETF - SPY US S&P500 (USA) $ Position$28,702,105 % Position11.00% $ Change13.00% # Change-2.00%
Stck Ticker921943858 Stock NameETF - VEA DEV MKT (USA) $ Position$23,201,209 % Position9.00% $ Change8.00% # Change-3.00%
Stck Ticker46090E103 Stock NameETF - QQQ INVESCO TRUST (USA) $ Position$22,219,397 % Position8.00% $ Change27.00% # Change-1.00%
Stck Ticker46137V357 Stock NameETF-RSP INVESCO SP500 EQ WGT ETF (USA) $ Position$22,502,768 % Position8.00% $ Change12.00% # Change1.00%
Stck Ticker922042858 Stock NameETF - VWO EMERGING MKTS (USA) $ Position$15,542,918 % Position6.00% $ Change9.00% # Change-1.00%
Stck Ticker46434G764 Stock NameETF - EMXC EMRG MKTS EX CHINA ISHARE (USA) $ Position$12,560,087 % Position5.00% $ Change21.00% # Change-7.00%
Stck Ticker921932885 Stock NameETF - IVOO VANGUARD S&P MIDCAP 400 ETF (USA) $ Position$10,675,196 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker464287655 Stock NameETF - IWM US RUSSELL2000 (USA) $ Position$9,972,837 % Position4.00% $ Change9.00% # Change-10.00%
Stck Ticker037833100 Stock NameAPPLE INC (USA) $ Position$7,638,525 % Position3.00% $ Change10.00% # Change-4.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP (USA) $ Position$7,617,814 % Position3.00% $ Change6.00% # Change5.00%