9AT: AWH FINANCIAL, LLC

AWH FINANCIAL, LLC

AWH FINANCIAL, LLC

Adviser Profile

As of Date	03/11/2026
Registration	SEC, Approved, 11/14/2023
Other registrations (8)	California, Terminated, 12/17/2023 Massachusetts, Termination Requested, 11/17/2023 Pennsylvania, Terminated, 11/17/2023 Massachusetts, Terminated, 11/17/2023 Massachusetts, Approved, 07/20/2023 California, Approved, 03/14/2023 Georgia, Terminated, 10/19/2022 Pennsylvania, Approved, 10/27/2016
ADV Location	BALA CYNWYD, PA, United States
Contact Info	610 xxxxxxx

AUM^*	0
of that, discretionary
Number of Employees	65 33%
of those in investment advisory functions	63 34%
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Multi-state adviser

Client Types

Advisory Activities

- Selection of other advisers

Compensation Arrangments

Reported AUM

1 1 1 1

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

AWH Financial, LLC (hereinafter “AWH”, “Advisor”, “we,” “our” and/or “us”), is a Pennsylvania limited liability company and SEC-registered investment adviser based in Bala Cynwyd, Pennsylvania. We exclusively provide solicitor services to third-party SEC-registered investment advisory firms since October 2016. AWH is co-owned by Keith S. Marlowe (Managing Member and CCO) and Gregory H. Wilson (Managing Member), who each have a 50% membership interest. AWH does not provide to other persons for compensation any advice about the value of securities or whether to purchase or sell securities. Nonetheless, based on SEC and Staff guidance, AWH meets the definition of “investment adviser” under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) because in recommending third- party investment advisers it is considered to be “advising others” within the meaning

of Section 202(a)(11) of the Advisers Act. In addition, due to variations in the definition of “investment adviser” in state securities laws and regulations, AWH is subject to registration as an investment adviser in at least 15 states and therefore is eligible to register with the SEC pursuant to Rule 203A-2(d) under the Advisers Act. Adviser Solicitation Services AWH’s advisory services consist solely of acting as a solicitor of advisory clients for SEC-registered investment advisers. AWH currently solicits advisory clients for Equitable Advisors, LLC (CRD# 6627), a Delaware limited liability company (“Equitable Advisors”). We do not provide advice with respect to particular investments, manage investments, or provide any other advisory services such as financial planning. We do not have any assets (either discretionary or non-discretionary) under management.