Overview
A. NK Capital LLC (“Adviser”) is an investment adviser founded in 2016 and registered with the U.S.
Securities and Exchange Commission (“SEC”), and is principally owned by Krish Daftary and
Nikhil Daftary.
Advisory Services: Adviser provides ongoing discretionary investment management services
through either managed accounts as provided directly to high-net-worth individuals, family offices,
and institutions (the “Managed Accounts”), or through its management of pooled investment
vehicles (the “Pooled Investment Vehicles”).
With respect to Managed Accounts, Adviser’s discretionary management is based upon each
client’s current financial condition, goals, risk tolerance, income, liquidity requirements,
investment time horizon, and other information that is relevant to the management of such clients’
account(s).
With respect to Pooled Investment Vehicles, Adviser currently serves as the investment manager
to a portion or “sleeve” of the assets of an independent and unaffiliated private fund, as well as
the sole investment manager to NKC Flagship, LP (the “Fund”). The general partner of the Fund,
NKC General Partner LLC (the “General Partner”) is
owned by Krish Daftary and Nikhil Daftary,
and is thus under common control with Adviser. The Fund is managed pursuant to the same
investment philosophy as Managed Accounts, but limited partners of the Fund should carefully
review the Fund’s subscription documents, limited partnership agreement, and private placement
memorandum (collectively, the “Fund Documents”) for a complete description of the Fund’s
investment objective, fees, and associated risks.
B. Both Managed Account clients and limited partners of the Fund must be “qualified clients” as
such terms are defined under U.S. federal securities laws.
Adviser typically provides investment advice with respect to limited types of investments, which
include publicly-traded equities. However, Adviser retains the discretion to make investments into
other security types and investment products dependent upon the written agreement with the
client.
C. Adviser does not participate in any wrap fee programs.
D. Adviser manages the following amount of discretionary and non-discretionary client assets
calculated as of December 31, 2023:
i. Discretionary: $29,684,718
ii. Non-Discretionary: $0