Overview
Identifying Information
The Company was organized in 2015 and is an investment adviser with its principal place of
business in New York, NY. The Company commenced operations as an investment adviser on
January 15, 2016. It provides advisory services to private pooled investment vehicles, or private
funds, and other institutional investors. The Company does not provide services to individuals.
For these purposes, a “private fund” is an issuer that would be an “investment company” as
defined in the Investment Company Act, but for the exceptions from the definition provided in
Sections 3(c)(1) and 3(c)(7) thereof. Each fund managed by the Company is considered a
“private fund.”
Ownership Information:
DLT Holdings LLC and Vincent Sullivan are the owners of the Company.
Business Description:
The Company offers and provides the following advisory services both on a discretionary and
non-discretionary basis to its clients, that include institutions with separately managed
accounts and pooled investment vehicles intended for institutional investors. Services also
include providing investment supervisory services; managing investment advisory accounts not
involving investment supervisory
services; furnishing investment advice through consultations
not included in either service described above; issuing special reports about securities by
subscription; issuing any charts, graphs, formulas, or other devices (not as part of any service
described above) which clients may use to evaluate securities.
As of December 31, 2023, the Company has approximately $29,000,000 client assets under
management. As of that date, the Company managed approximately $29,000,000 on a
discretionary basis.
The Company manages private funds (collectively the “Funds”).
The primary investment objective of the Funds is to seek risk-adjusted returns superior to the S&P
500 through a combination of long positions and short positions primarily in equity securities issued
primarily by companies within the consumer sector.
The Company coordinates the investment and reinvestment of the assets of the Funds and
determines the composition of their assets as described in a Fund’s prospectus.
The Company may also manage separately managed accounts and provide consulting services
related to the consumer sector. These engagements are sold to clients on a fixed-fee basis.
The Company does not have a wrap fee program.