9AT: JOSEPH ADVISORY

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 09/19/2023
ADV Location	EL PASO, TX, United States
Contact Info	915 xxxxxxx
Websites

AUM^*	170,855,171 27%
of that, discretionary	170,855,171 27%
Number of Employees	1 -50%
of those in investment advisory functions	1
Private Fund GAV^*	171,200,171 58%
Avg Account Size	21,356,896 -5%
SMA’s	No
Private Funds	9 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FOREPONT CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM97.7m	#Funds-
Adviser ELEVATE CAPITAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM183.3m	#Funds-
Adviser LCR WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.1m	Other Fund-	Total Private Fund GAV2.2m	AUM151.8m	#Funds1
Adviser FAIRWAY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund62.6m	Other Fund-	Total Private Fund GAV125.2m	AUM89.3m	#Funds2
Adviser ATLANTICA VENTURES MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM51.2m	#Funds-
Adviser MAIN LINE GROUP WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund8.6m	Other Fund-	Total Private Fund GAV17.1m	AUM122.5m	#Funds2
Adviser NEW RHEIN HEALTHCARE INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund316.0m	Other Fund-	Total Private Fund GAV631.9m	AUM290.8m	#Funds6
Adviser ACCION IMPACT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund151.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund87.2m	Other Fund-	Total Private Fund GAV325.4m	AUM262.2m	#Funds4
Adviser WINTHROP SQUARE CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund95.0m	Other Fund-	Total Private Fund GAV190.0m	AUM166.8m	#Funds3
Adviser LUMIDA WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund120.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV120.2m	AUM132.8m	#Funds16

Brochure Summary

Overview

A. Firm Information Joseph Advisory Services, LLC (“JAS”) is a registered investment advisor with the U.S. Securities and Exchange Commission. JAS is organized as a Limited Liability Company (“LLC") under the laws of the Texas. JAS was founded 2007. JAS became a registered investment advisor in 2023 and is owned and operated by Ebetuel Pallares (Founder and Chief Executive Officer). JAS has filed an umbrella registration, which also consists of Audaz Capital GP I, LLC (“Audaz Capital”). Audaz Capital is organized as a limited liability company under the laws of the State of Delaware. Audaz Capital is also owned by Ebetuel Pallares (Founder and Chief Executive Officer). The Disclosure Brochure provides information regarding the qualifications, business practices, and the advisory services provided by JAS and Audaz Capital (collectively “the Advisor”). B. Advisory Services Offered The Advisor provides portfolio management services to pooled investment vehicles (each a “Fund” and collectively the “Funds”), in which an affiliate under common ownership and control may serve as the general partner (“General Partner”). The Funds typically make investments in venture capital and growth equity investments, principally (“Portfolio Companies”). These services are detailed in the offering documents for each Fund, which include as applicable, operating agreements, private placement memorandum and/or term sheets, subscription agreements, separate disclosure documents, and all amendments thereto (“Offering Documents”).

The Advisor manages each Fund based on the investment objectives, policies and guidelines as set forth in the respective Offering Documents and not in accordance with the individual needs or objectives of any particular investor therein (herein “Investors”). Each prospective Investor interested in investing in a Fund is required to complete a subscription agreement in which the prospective Investor attests as to whether or not they meet the qualifications to invest in the Fund and further acknowledges and accepts the various risk factors associated with such an investment. In general, Investors in the Funds are not permitted to impose restrictions or limitations. However, the Advisor may enter into side letter agreements with one or more Investors that may alter, modify, or change the terms of interest held by Investors. Certain types of side letters create a conflict of interest among the Advisor and Investors, and/or between Investors themselves. For more detailed information on investment objectives, policies, and guidelines, please refer to the respective Fund’s Offering Documents. D. Wrap Fee Programs The Advisor does not manage or place Client assets into a wrap fee program. Portfolio management services are provided directly by the Advisor. E. Assets Under Management Effective December 31, 2023, the Advisor has approximately $134,367,000 in assets under management, all of which is on a discretionary basis. Clients may request more current information at any time by contacting the Advisor.

JOSEPH ADVISORY

JOSEPH ADVISORY

JOSEPH ADVISORY SERVICES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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JOSEPH ADVISORY JOSEPH ADVISORY JOSEPH ADVISORY SERVICES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

JOSEPH ADVISORY

JOSEPH ADVISORY

JOSEPH ADVISORY SERVICES, LLC