9AT: GENERATE CAPITAL ADVISORS, PB LLC

GENERATE CAPITAL ADVISORS, PB LLC

GENERATE CAPITAL ADVISORS, PB LLC

Adviser Profile

As of Date	09/09/2026
Registration	SEC, Approved, 09/19/2023
Other registrations (1)	SEC, 120-Day Approval, 09/19/2023
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	415 xxxxxxx

AUM^*	737,229,436 637%
of that, discretionary	737,229,436 637%
Number of Employees	29 -87%
of those in investment advisory functions	11 -85%
Private Fund GAV^*	737,229,436 117%
Avg Account Size	105,318,491 111%
SMA’s	No
Private Funds	10 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

755M 647M 539M 431M 324M 216M 108M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Private Funds Structure

	Count	GAV
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Pie Radar

GAV Count

Brochure Summary

Overview

The information in this Item 4 reflects the terms on which the Adviser intends to provide investment advice to its clients. Generate Capital Advisors, PB LLC (“GCA” or the “Adviser”) was formed in November 2021 as a Delaware public benefit limited liability company with a principal place of business in San Francisco, California. GCA is wholly-owned by Generate Capital, PBC, a Delaware public benefit corporation (previously, Generate Capital, Inc.) initially formed in July 2014 with a principal place of business in San Francisco, California. GCA and its affiliated investment advisers provide investment advisory services to investment funds privately offered to qualified investors in the United States (each, a “Fund,” and collectively, together with any future private fund to which GCA and its affiliates provide investment advisory services, the “Funds”). GCA’s investment advisory services to the Funds consist of identifying and evaluating investment opportunities, negotiating the terms of investments, managing, and monitoring investments and achieving dispositions for such investments. The Adviser’s investment advisory services to the Funds are detailed in the relevant private placement memoranda or other offering documents (each,

a “Memorandum”), investment management agreements, limited partnership, or other operating agreements of the Funds (each a “Partnership Agreement” and, together with any relevant Memorandum, the “Governing Documents”) and are further described below in Item 8 below. Investors in the Funds (generally referred to herein as “investors” or “limited partners”) participate in the overall investment program for the applicable Fund, but in certain circumstances are excused from a particular investment due to legal, regulatory or other agreed-upon circumstances pursuant to the Governing Documents; for the avoidance of doubt, such arrangements generally do not and will not create an adviser-client relationship between GCA and any investor. The Funds generally enter into side letters or other similar agreements (“Side Letters”) with certain investors that have the effect of establishing rights under, or altering or supplementing the terms (including economic or other terms) of, the Governing Documents with respect to such investors. As this Brochure has been prepared and submitted in connection with the Adviser’s initial registration as a registered investment adviser with the SEC, GCA does not currently advise any regulatory assets under management.

GENERATE CAPITAL ADVISORS, PB LLC

GENERATE CAPITAL ADVISORS, PB LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Brochure Summary

Overview

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