Overview
A. FIRM DESCRIPTION
CacheTech Inc, (“CacheTech”, “CT”, or the “Firm”) is organized as a Delaware limited liability
company that was founded in June 2023.
The principal owner of CacheTech is S. Craig Adams. The Chief Compliance Officer is Dylan
Nielson.
B. TYPES OF ADVISORY SERVICES
Registered Investment Advisors – Lead Advisors
CacheTech offers an all-encompassing service that includes operational, investment, and
technology support to registered investment advisors (“Lead Advisors”) through our custom
software CacheTech Advisor Solutions. Below are the services we provide under this:
• Investment Management – Lead Advisors can use CacheTech’s proprietary investment
models or develop their own. Lead advisors can also use CacheTech’ s investment team
to help find other third-party managers.
• Platform Access – CacheTech Advisor Solutions is a technology platform that allows
Lead Advisors to run their business more efficiently. Our platform includes CRM,
Tasks, Reporting, Document Storage, Billing, Trading, and Workflows.
• Trading & Execution – Traders at CacheTech can execute trades on behalf of Lead
Advisors. Traders will also rebalance accounts at the discretion of the Lead Advisor.
Proprietary CacheTech Models will be rebalanced at the discretion of CacheTech’s
investment team.
• Billing – CacheTech can execute billing on behalf of the Lead Advisor.
• Account Operations – CacheTech will help the Lead Advisor with new account opening,
adding standing
instructions, updating client information, and other operational items.
For proprietary investment models CT generally limits its money management to equities,
bonds, options, fixed income and debt securities, ETFs, structured notes, alternative
investments, private placements, and open and closed end mutual funds. CT may use other
securities as well to help diversify a portfolio when applicable. CT may concentrate portfolios
in what we deem to be the most appropriate places to allocate money into. This is based on
our strategies, indicators, and proprietary analysis.
Prior to engaging CT to provide any of the wealth management services, CT requires a written
managed service agreement (“MSA”) signed by the Lead Advisor prior to the engagement of
services. The MSA outlines the services and fees the Lead Advisor will incur pursuant to the
MSA with CT.
C. TAILORED RELATIONSHIPS
Lead Advisors can select which models their underlying clients are invested in. Lead Advisors
may also impose restrictions in investing in certain securities for their underlying clients.
These can be done through the CacheTech platform. Lead Advisors will need to update these
restrictions whenever they receive new information from their underlying clients if
applicable.
D. WRAP FEE PROGRAMS
CacheTech does not offer a wrap program and is not a sponsor to any wrap programs.
F. ASSETS UNDER MANAGEMENT
As of December 31, 2023, CacheTech had $131,777,974 in Assets Under Management on a
discretionary basis.