Adviser Profile

AUM* 4,648,787,397 45%
of that, discretionary 4,015,810,779 27%
Number of Employees 206 20%
of those in investment advisory functions 110 17%
Private Fund GAV* 0
Avg Account Size 358,952 -7%
% High Net Worth 15.07% -24%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

4B 3B 3B 2B 2B 1B 574M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date01/09/2026 Form ADV-E View Report
Accounting Firm Name ASSURANCE DIMENSIONS CERTIFIED PUBLIC ACCOUNTANTS Filing Date09/25/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$332,824,481 % Position5.00% $ Change38.00% # Change24.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$233,530,746 % Position3.00% $ Change15.00% # Change8.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$193,985,168 % Position3.00% $ Change11.00% # Change9.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$225,769,587 % Position3.00% $ Change7.00% # Change3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$105,670,987 % Position2.00% $ Change49.00% # Change7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$154,238,950 % Position2.00% $ Change2.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$128,337,438 % Position2.00% $ Change103.00% # Change90.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$128,065,900 % Position2.00% $ Change34.00% # Change29.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$52,021,673 % Position1.00% $ Change69.00% # Change74.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$38,020,260 % Position1.00% $ Change43.00% # Change34.00%

Brochure Summary