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Adviser Profile

As of Date 09/24/2026
Registration SEC, Approved, 09/07/2023
Other registrations (1)
ADV Location NEW YORK, NY, United States
Contact Info 877 xxxxxxx
Websites
AUM* 244,624,972 36%
of that, discretionary 244,624,972 36%
Number of Employees 29
of those in investment advisory functions 26 4%
Private Fund GAV* 0
Avg Account Size 168,707 6%
% High Net Worth 32.21% -57%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

180M 154M 128M 103M 77M 51M 26M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$6,156,804 % Position4.00% $ Change30.00% # Change30.00%
Stck Ticker921910840 Stock NameVANGUARD WORLD FD $ Position$4,210,507 % Position3.00% $ Change10.00% # Change11.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$4,156,576 % Position3.00% $ Change-3.00% # Change-1.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$2,940,296 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$3,088,568 % Position2.00% $ Change8.00% # Change14.00%
Stck Ticker92203C303 Stock NameVANGUARD BD INDEX FDS $ Position$3,462,073 % Position2.00% $ Change-6.00% # Change-6.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$2,503,609 % Position2.00% $ Change18.00% # Change2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$2,168,389 % Position2.00% $ Change8.00% # Change6.00%
Stck Ticker464288513 Stock NameISHARES TR $ Position$2,578,227 % Position2.00% $ Change289.00% # Change303.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$2,259,386 % Position2.00% $ Change57.00% # Change57.00%

Brochure Summary