Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 08/31/2023
Other registrations (1)
ADV Location COLUMBUS, OH, United States
Contact Info 614 xxxxxxx
Websites
AUM* 512,964,815 20%
of that, discretionary 512,964,815 20%
Number of Employees 11
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 564,939 8%
% High Net Worth 35.70% 11%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

513M 440M 366M 293M 220M 147M 73M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46654Q609 Stock NameJPmorgan Active Growth ETF $ Position$57,257,247 % Position18.00% $ Change # Change
Stck Ticker746729300 Stock NamePutnam Focused Large-Cap Value ETF $ Position$40,928,861 % Position13.00% $ Change # Change
Stck Ticker38149W630 Stock NameGoldman Sachs NASDAQ - 100 Premium Income ETF $ Position$30,872,538 % Position10.00% $ Change # Change
Stck Ticker72201R775 Stock NamePIMCO Active Bond Exchange-Traded Fund $ Position$23,144,525 % Position7.00% $ Change # Change
Stck Ticker88521L207 Stock NameThornburg Multi Sector Bond ETF $ Position$13,507,195 % Position4.00% $ Change # Change
Stck Ticker464287515 Stock NameiShares Expanded Tech-Software Sector ETF $ Position$11,436,739 % Position4.00% $ Change # Change
Stck Ticker09661T826 Stock NameBNY Mellon Global Infrastructure Income ETF $ Position$10,857,438 % Position3.00% $ Change # Change
Stck Ticker41653L503 Stock NameHartford Municipal Opportunities ETF $ Position$6,835,976 % Position2.00% $ Change # Change
Stck Ticker45409F827 Stock NameNYLI Mackay Muni Intermediate ETF $ Position$7,565,738 % Position2.00% $ Change # Change
Stck Ticker46432F842 Stock NameiShares Core MSCI EAFE ETF $ Position$7,348,015 % Position2.00% $ Change # Change

Brochure Summary