9AT: COASTAL WEALTH MANAGEMENT

COASTAL WEALTH MANAGEMENT

COASTAL WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT LLC

CASEY & GALO WEALTH MANAGEMENT

Adviser Profile

As of Date	09/05/2026
Registration	SEC, Approved, 08/31/2023
Other registrations (1)	SEC, 120-Day Approval, 08/31/2023
ADV Location	NEW YORK, NY, United States
Contact Info	917 xxxxxxx
Websites

AUM^*	45,108,910 33%
of that, discretionary	45,108,910 76%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	446,623 -30%
% High Net Worth	100.00%
SMA’s	No
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

45M 39M 32M 26M 19M 13M 6M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Coastal Wealth Management (“Coastal”) is an investment advisor firm with a registration pending with the SEC. The principal owner of Coastal is Laura Casey, Managing Director. Coastal’s principal service is providing fee-based investment management services to clients. The Advisor practices custom management of portfolios, on a discretionary basis, according to the client’s objectives. The Advisor’s primary approach is to use a tactical allocation strategy aimed at reducing risk and increasing performance. The Advisor may use exchange listed securities, corporate debt securities, municipal securities, United States government securities, and options in securities to accomplish this objective. The Advisor may recommend, on occasion, redistributing investment allocations to diversify the portfolio in an effort to reduce risk and increase performance. The Advisor may recommend specific stocks to increase sector weighting and/or dividend potential. The Advisor may recommend employing cash positions as a

possible hedge against market movement which may adversely affect the portfolio. The Advisor may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position(s) in the portfolio, change in risk tolerance of client, or any risk deemed unacceptable for the client’s risk tolerance. Coastal will tailor its advisory services to its client’s individual needs based on meetings and conversations with the client. If clients wish to impose restrictions on investing in certain securities or types of securities, the Advisor will address those restrictions with the client to have a clear understanding of the client’s requirements. Coastal does not provide portfolio management services to wrap fee programs. As of the approval date of the firm, Coastal had no clients and therefore no client assets under management.

COASTAL WEALTH MANAGEMENT

COASTAL WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT LLC

CASEY & GALO WEALTH MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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COASTAL WEALTH MANAGEMENT COASTAL WEALTH MANAGEMENT COASTAL PRIVATE WEALTH MANAGEMENT COASTAL PRIVATE WEALTH MANAGEMENT LLC CASEY & GALO WEALTH MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

COASTAL WEALTH MANAGEMENT

COASTAL WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT LLC

CASEY & GALO WEALTH MANAGEMENT