Adviser Profile

As of Date 03/03/2026
Registration SEC, Approved, 09/07/2023
ADV Location NEW YORK, NY, United States
Contact Info 646 xxxxxxx
AUM* 27,000,000 -4%
of that, discretionary 11,000,000 -8%
Number of Employees 6
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 5,400,000 16%
SMA’s No
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Investment companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Reported AUM

16M 14M 11M 9M 7M 5M 2M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary