Overview
Advisory Firm
Global Listing Accelerator Securities Limited, (“Global Listing Accelerator” or the “Firm”) is an
investment consulting firm founded in 2023. Global Listing Accelerator provides customized portfolio
management and wealth management services to individuals, high net worth clients, trusts, and small
businesses. Global Listing Accelerator is currently registered with the State of Delaware as a limited
liability company. Global Listing Accelerator is 100% owned by Lei Gao. Managing members are also
including Anthony Chan, former MD and Chief Economist of JP Morgan Chase; Wilson Liu, former IT
audit manager of Morgan Stanley; and William Uchimoto, former senior VP of Philadelphia Stock
Exchange.
Advisory Services
u Our firm offers discretionary securities portfolio management services to our clients. Discretionary
portfolio management means we will make investment decisions and place buy or sell orders in your
account without contacting you. These decisions would be made based upon your stated investment
objectives. You may limit our discretionary authority by, for example, setting a limit on the type of
securities that can be purchased for your account. Simply provide us with your restrictions or guidelines
in writing. In investment consulting activities for clients, we focus on the balance between risk and profit.
We maintain regular contact with our clients to keep up to date with market changes as well as new and
exciting investment opportunities. We closely observe all developments in the market at
a micro and
macro level, and also discuss these developments daily to ensure investment decisions are well researched
and achievable. consensus.
We do not recommend one particular type of security, but we do provide advice on various types of
securities, such as exchange listed equities, over the counter equities, agreement transactions,
listed/unlisted bonds, foreign issues, corporate debt securities, certificates of deposit, municipal securities,
investment company securities (including mutual funds and exchange traded funds), options contracts on
securities and/or commodities, and private equity instruments. Additionally, we will provide advice on
existing investments you may hold at the inception of the advisory relationship or on other types of
investments for which you ask advice.
v Our firm provides customized wealth management solutions for our clients. It refers to the combination
of financial planning services and investment management services. Global Listing Accelerator works
closely with each client to identify their investment goals and objectives as well as risk tolerance and
financial situation in order to create a solution. Global Listing Accelerator will then construct an
investment portfolio, primarily consisting of diversified mutual funds, as well as family trust fund to
achieve the client’s investment goals.
Wrap-Fee Programs
We do not sponsor, manage, or participate in any wrap fee programs.
Assets Under Management
As of March 30, 2024, we had approximately $28 millions in assets under management.