9AT: ABACUS INVESTMENTS LLC

other names

ABACUS INVESTMENTS LLC

Adviser Profile

As of Date	04/01/2025
ADV Location	BIRMINGHAM, AL, United States
Adviser Type - Large advisory firm
Number of Employees	11 10%
of those in investment advisory functions	6 -14%
Registration	SEC, Approved, 08/24/2023

AUM^*	105,949,539 -22%
of that, discretionary	105,949,539 -22%
Private Fund GAV^*	116,507,693 11%
Avg Account Size	52,974,770 -22%
SMA’s	No
Private Funds	2
Contact Info	205 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count1	GAV$105,233,766
Fund TypeOther Private Fund	Count1	GAV$11,273,927

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RECIPROCAL CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.6k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.6k	AUM91.9m	#Funds1
Adviser BASA ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund95.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV95.7m	AUM95.7m	#Funds1
Adviser HILCO INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM143.0m	#Funds-
Adviser GOLDIRON GP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund60.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV60.2m	AUM60.2m	#Funds1
Adviser NORTHERN PACIFIC GROUP, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund41.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV41.6m	AUM58.6m	#Funds4
Adviser NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund16.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund125.0m	Other Fund-	Total Private Fund GAV266.9m	AUM58.6m	#Funds4
Adviser SOUTH HARBOR MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.7m	#Funds-
Adviser REFINED WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM210.9m	#Funds-
Adviser JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund370.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV370.8m	AUM370.8m	#Funds2
Adviser EPIC FUNDS	Hedge Fund-	Liquidity Fund-	Private Equity Fund146.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund39.9m	Total Private Fund GAV186.5m	AUM166.5m	#Funds10

Brochure Summary

Overview

The Adviser is a Birmingham, Alabama-based private equity management firm that, together with its affiliates, provides investment advisory services to pooled investment vehicles which are exempt from registration under the Investment Company Act of 1940, as amended, which include Abacus Fund I, LLC (the “Fund”, and a “Client”). The Adviser has been in business since 2019 and its owners are Clayton Mobley, Robert Todd Ayers, Robert Israel, Dan Nguyen, Chris Devine, William Henry Nabors, Gary Moses and Anthony Hazen. The Adviser provides advisory services with respect to equity investments in private companies. Interests in the Fund generally are privately offered to qualified investors in the United States. The Fund makes direct equity investments into small and medium-sized companies that demonstrate a potential for longevity and growth. The Adviser’s investment advisory services consist of identifying and evaluating investment opportunities and negotiating the terms of purchase and sale of investments as well as providing day-to-day managerial support services. Investments are made predominantly

in non-public companies, although investments in public companies are permitted in certain instances. From time to time, the senior principals of the Adviser or other individuals chosen by the Adviser may serve on portfolio companies’ respective boards of managers or otherwise act to influence control over management of portfolio companies held by the Fund. The Adviser tailors its advisory services to the individual needs of each of its Clients (not the individual investors of the Clients) based on the specific characteristics of such Client, including but not limited to: the stage in the investment period of each Client, and any other restrictions set forth in the private placement memorandum, limited liability company agreement, limited partnership agreement, investment advisory agreement and other governing documents of the Fund (collectively, “Governing Documents”). The Adviser does not participate in wrap fee programs. As of March 27, 2024, the Adviser had approximately $112,183,590 in regulatory assets under management, all of which were managed on a discretionary basis.

ABACUS INVESTMENTS LLC

Adviser Profile

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Brochure Summary

Overview