Adviser Profile

As of Date 09/15/2026
Registration SEC, Approved, 08/21/2023
Other registrations (13)
ADV Location MINNEAPOLIS, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 203,482,682 21%
of that, discretionary 203,482,682 21%
Number of Employees 7 17%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 425,696 9%
% High Net Worth 16.95% 171%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

203M 174M 145M 116M 87M 58M 29M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker45784N767 Stock NameINNOVATOR ETFS TRUST $ Position$41,674,894 % Position21.00% $ Change # Change
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$27,930,318 % Position14.00% $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$18,993,928 % Position9.00% $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$9,135,166 % Position5.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$7,192,400 % Position4.00% $ Change # Change
Stck Ticker45782C615 Stock NameINNOVATOR ETFS TRUST $ Position$6,601,604 % Position3.00% $ Change # Change
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$3,782,808 % Position2.00% $ Change # Change
Stck Ticker45783Y269 Stock NameINNOVATOR ETFS TRUST $ Position$3,051,905 % Position2.00% $ Change # Change
Stck Ticker032095101 Stock NameAMPHENOL CORP $ Position$3,109,592 % Position2.00% $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$3,204,134 % Position2.00% $ Change # Change

Brochure Summary