9AT: NECTARINE - Summary

NECTARINE

NECTARINE

NECTARINE, INC.

NECTARINE FINANCIAL, INC.

Adviser Profile

As of Date	08/03/2026
Registration	SEC, Approved, 08/21/2023
Other registrations (1)	SEC, 120-Day Approval, 08/21/2023
ADV Location	SAN DIEGO, CA, United States
Contact Info	(85 xxxxxxx
Websites

AUM^*	0
of that, discretionary
Number of Employees	29 21%
of those in investment advisory functions	28 27%
Private Fund GAV^*	0
% High Net Worth	18.97% -60%
SMA’s	No
Private Funds	0

Adviser Type

- Multi-state adviser

Client Types

Advisory Activities

- Financial planning services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

1 1 1 1

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Nectarine Financial, Inc. (the “Adviser,” “we,” “us,” or “our”) is an investment adviser founded in 2023, registered with the U.S. Securities and Exchange Commission (“SEC”), and principally owned by Jeremy Schneider, Shane Sideris, and Vivi Ton.
B. We match prospective advisory clients (“Clients”) to other registered investment advisers (“Third-Party Advisers”) or our own advisory personnel (“Nectarine IARs”). We initially present Clients with a list of available Third-Party Advisers and Nectarine IARs through our interactive website platform (https://hellonectarine.com/) (the “Platform”) based on certain initial screening information collected from Clients. After reviewing the profiles of Third-Party Advisers and Nectarine IARs, Clients will select the specific Third-Party Adviser or Nectarine IAR to engage for financial planning services.
We will then facilitate the collection of various additional information from Clients (such as investment objectives, age and life stage, professional background, current asset value, and income levels) on behalf of the Third-Party Adviser or Nectarine IAR selected by Clients. Clients determine whether to enter into an advisory relationship with any Third-Party Adviser or Nectarine IAR presented or made available

to them in their sole and absolute discretion.
As between Clients and Third-Party Advisers, we act as an intermediary and provide such services as meeting coordination and facilitation, video conference hosting, fee billing, and administrative support. As part of our vetting process, we determine whether the Third-Party Advisers we work with are registered as investment advisers. We do not review the ongoing performance of the Third-Party Adviser selected by a Client and do not arrange or effect transactions for any Client accounts. Clients will receive a copy of the Third-Party Adviser’s Form ADV Part 2 (and Form CRS, if applicable), privacy notice, and other applicable disclosure documents, and should be aware that they can obtain additional investment advisory services directly from other advisers of their choice.
The financial planning services rendered either through a Third-Party Adviser or directly through us are generally inclusive of securities asset allocation recommendations as well as other financial planning topics as applicable, and typically take the form of a one-hour consultation or a longer engagement during which a comprehensive financial plan is developed and delivered to a Client.
C. Adviser does not participate in any wrap fee programs.
D. We do not have any regulatory assets under management.

NECTARINE

NECTARINE

NECTARINE, INC.

NECTARINE FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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NECTARINE NECTARINE NECTARINE, INC. NECTARINE FINANCIAL, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

NECTARINE

NECTARINE

NECTARINE, INC.

NECTARINE FINANCIAL, INC.