9AT: LEVEL ONE FUND

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 08/11/2023
Other registrations (4)	SEC, ERA - Withdrawn, 07/13/2023 Florida, ERA - Withdrawn, 07/13/2023 SEC, ERA - Active, 02/15/2022 Florida, ERA - Active, 02/15/2022
Former registrations	LEVEL ONE GLOBAL ADVISORS, LLC
ADV Location	MIAMI, FL, United States
Contact Info	786 xxxxxxx
Websites

AUM^*	201,538,410 12%
of that, discretionary	201,538,410 12%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	201,538,410 12%
Avg Account Size	100,769,205 12%
SMA’s	No
Private Funds	2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAERUS INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund99.6m	Other Fund-	Total Private Fund GAV199.1m	AUM117.2m	#Funds23
Adviser OSPRAIE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund879.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund85.6m	Other Fund27.2m	Total Private Fund GAV1.1b	AUM1.3b	#Funds5
Adviser COTTONWOOD WEALTH STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund9.0m	Other Fund-	Total Private Fund GAV18.1m	AUM279.0m	#Funds4
Adviser PACIFIC MANAGEMENT PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund214.0m	Other Fund-	Total Private Fund GAV427.9m	AUM214.0m	#Funds2
Adviser FULL IN PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund284.4m	Other Fund-	Total Private Fund GAV568.8m	AUM284.4m	#Funds9
Adviser NEW RHEIN HEALTHCARE INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund316.0m	Other Fund-	Total Private Fund GAV631.9m	AUM290.8m	#Funds6
Adviser WINTHROP SQUARE CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund95.0m	Other Fund-	Total Private Fund GAV190.0m	AUM166.8m	#Funds3
Adviser ARCHER CAPITAL GROUP MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund514.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund40.4m	Other Fund-	Total Private Fund GAV595.7m	AUM659.6m	#Funds12
Adviser OT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund48.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund166.4m	Other Fund21.8m	Total Private Fund GAV403.2m	AUM232.4m	#Funds50
Adviser SEARCH FUND ACCELERATOR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund20.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund335.5m	Other Fund-	Total Private Fund GAV691.3m	AUM298.9m	#Funds9

Brochure Summary

Overview

Level One Fund (“LOF”) is a Delaware limited liability company formed in July 2019. LOF provides investment advisory services to one or more investment funds, which may be formed from time to time (each, a “Fund” and collectively, the “Funds”), that are exempt from registration under the U.S. Investment Company Act of 1940, as amended (the “1940 Act”), and whose securities are not registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”). LOF expects to form one or more entities to serve as the general partner for certain of the entities comprising the Funds (collectively, or individually, as the context may require, the “general partner”). LOF seeks to invest in high quality businesses with partners with whom it can collaborate to create value. LOF seeks long-term investments as well as short-term opportunistic investments. It is flexible on structure and may own a controlling interest in a portfolio company or take minority positions. LOF’s investment advisory services consist of investigating, identifying and evaluating investment opportunities, structuring, negotiating and making investments on behalf of the Funds on a discretionary basis, managing and monitoring

the performance of such investments and disposing of such investments. LOF serves as the investment adviser to the Funds in order to provide such services and tailors its advisory services in accordance with the Funds’ organizational and/or offering documents, investment management agreements (the “Management Agreements”) and other governing documents applicable to the Funds (collectively, the “Governing Fund Documents”). LOF does not generally tailor its advisory services to the needs of any Fund’s individual investors (“Investors”). In general, neither a Fund nor its Investors may impose limitations on the investment activities of such Fund beyond those described in the applicable Governing Documents. However, subject to a Fund’s Governing Documents, LOF reserves the right to tailor other contractual rights of certain Investors through side letters in its sole discretion. LOF does not participate in wrap fee programs. The principal owners of LOF are Andrew Stewart, James Stewart, and Gary Lisiewski. As of March 31, 2023 LOF manages approximately $206,674,860 in regulatory assets under management on a discretionary basis. LOF does not manage any non-discretionary assets.

LEVEL ONE FUND

LEVEL ONE FUND

LEVEL ONE GLOBAL ADVISORS, LLC

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LEVEL ONE FUND LEVEL ONE FUND LEVEL ONE GLOBAL ADVISORS, LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

LEVEL ONE FUND

LEVEL ONE FUND

LEVEL ONE GLOBAL ADVISORS, LLC