9AT: DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

Adviser Profile

As of Date	06/29/2026
Registration	SEC, Approved, 10/25/2023
Other registrations (2)	SEC, ERA - Withdrawn, 08/29/2023 SEC, ERA - Active, 04/14/2020
Former registrations	DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.
ADV Location	PALO ALTO, CA, United States
Contact Info	650 xxxxxxx

AUM^*	376,374,382 29%
of that, discretionary	376,374,382 34%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0 -100%
Avg Account Size	188,187,191 34%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAERUS INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund99.6m	Other Fund-	Total Private Fund GAV199.1m	AUM117.2m	#Funds23
Adviser OSPRAIE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund879.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund85.6m	Other Fund27.2m	Total Private Fund GAV1.1b	AUM1.3b	#Funds5
Adviser COTTONWOOD WEALTH STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund9.0m	Other Fund-	Total Private Fund GAV18.1m	AUM279.0m	#Funds4
Adviser PACIFIC MANAGEMENT PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund214.0m	Other Fund-	Total Private Fund GAV427.9m	AUM214.0m	#Funds2
Adviser FULL IN PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund284.4m	Other Fund-	Total Private Fund GAV568.8m	AUM284.4m	#Funds9
Adviser NEW RHEIN HEALTHCARE INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund316.0m	Other Fund-	Total Private Fund GAV631.9m	AUM290.8m	#Funds6
Adviser ACCION IMPACT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund151.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund87.2m	Other Fund-	Total Private Fund GAV325.4m	AUM262.2m	#Funds4
Adviser WINTHROP SQUARE CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund95.0m	Other Fund-	Total Private Fund GAV190.0m	AUM166.8m	#Funds3
Adviser OT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund48.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund166.4m	Other Fund21.8m	Total Private Fund GAV403.2m	AUM232.4m	#Funds50
Adviser SEARCH FUND ACCELERATOR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund20.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund335.5m	Other Fund-	Total Private Fund GAV691.3m	AUM298.9m	#Funds9

Brochure Summary

Overview

Item 4.A. Daiwa Capital Management Silicon Valley Inc., established on December 18, 2019, is a Delaware limited liability company, with its principal place of business in Palto Alto, California. DCMSV is wholly owned by Daiwa Asset Management Co. Ltd. DCMSV serves as an investment manager and provides investment advisory or portfolio management services on a discretionary basis to privately offered pooled investment vehicles (each, a "Fund", or, collectively, the "Funds"). The Funds are exempt from registration as investment companies under the Investment Company Act of 1940, as amended (the “Investment Company Act”), in reliance upon one or more exclusions or exemptions thereunder. For any avoidance of doubt, the clients of DCMSV are the Funds and not the investors of those respective Funds. DCMSV co-manages two funds along with WiL, LLC. WiL, LLC is an unaffiliated investment adviser registered with the SEC. The two funds co-managed are:  WiL Strategic Partners I, L.P.  WiL Strategic Partners II, L.P. The Funds are typically structured as limited partnerships and each has a general partner (each, a “General Partner” or collectively, the "General Partners"). WiLSP I GP, L.P. serves as the General Partner of WiL Strategic Partners I, L.P. Moreover, WiLSP II GP, L.P. serves as the General Partner of WiL Strategic Partners II, L.P. DCMSV, along with WiL Strategic Partners,

LLC, is one of two members of WiLSP I GP, LP and WiLSP II GP, LP. As a result, these General Partners are affiliated with DCMSV. DCMSV provides investment advisory services or portfolio management services to the Funds based on the particular investment objectives and strategies described in the relevant Fund’s subscription document (“Subdoc”), limited partnership agreement (“LPA”) among the relevant General Partner and the relevant Fund’s limited partners (“Limited Partners”) and other offering documents (collectively, the “Governing Documents”). Funds’ investment objectives generally limited to investments in venture capital (private investments in startups, early-stage, and emerging companies), venture capital funds (limited partner or equivalent interests in unaffiliated private funds (each an “Other Investment Fund” and, collectively, the “Other Investments Funds”) that invest in venture capital). The Governing Documents of the respective Funds contain further information on the investment objectives and investment restrictions to such Funds. 5 | P a g e DCMSV’s investment advisory services are not tailored to the individualized needs of Fund investors. DCMSV does not participate in a wrap fee program. As of January 1, 2023, the DCMSV manages approximately $187,878,084 in regulatory assets under management, all of which are advised on a discretionary basis. 6 | P a g e

DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

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DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC. DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

Related Companies

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.