Adviser Profile

As of Date 09/24/2026
Registration SEC, Approved, 07/21/2023
Other registrations (1)
ADV Location FAIRFIELD, CT, United States
Contact Info 305 xxxxxxx
AUM* 1,844,608,830 138%
of that, discretionary 1,844,608,830 138%
Number of Employees 12 200%
of those in investment advisory functions 5 150%
Private Fund GAV* 0
Avg Account Size 92,230,442 -52%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 902M 676M 451M 225M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker35952H700 Stock NameFUELCELL ENERGY INC $ Position$2,733,159 % Position6.00% $ Change # Change
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$2,036,651 % Position5.00% $ Change # Change
Stck Ticker219350105 Stock NameCORNING INC $ Position$2,120,069 % Position5.00% $ Change # Change
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$2,024,400 % Position5.00% $ Change # Change
Stck TickerN97284108 Stock NameNEBIUS GROUP N.V. $ Position$2,098,892 % Position5.00% $ Change189.00% # Change9.00%
Stck Ticker84615Q103 Stock NameSPACE EXPLORATION TECHN CORP $ Position$2,016,148 % Position5.00% $ Change # Change
Stck Ticker80004C200 Stock NameSANDISK CORP $ Position$2,046,357 % Position5.00% $ Change # Change
Stck Ticker88023B103 Stock NameTEMPUS AI INC $ Position$1,865,346 % Position4.00% $ Change # Change
Stck Ticker92537N108 Stock NameVERTIV HOLDINGS CO $ Position$1,975,438 % Position4.00% $ Change # Change
Stck Ticker86771W105 Stock NameSUNRUN INC $ Position$1,784,892 % Position4.00% $ Change # Change