Advisory Services Proxy Wealth Advisors LLC (“Proxy Wealth” or “Advisor”) principal service is providing fee- based investment advisory services and financial planning services. The Advisor practices custom management of portfolios, on a discretionary basis, according to the client’s objectives. The Advisor’s primary approach is to use a tactical allocation strategy aimed at reducing risk and increasing performance. The Advisor may use any of the following: exchange listed securities, foreign securities, warrants, corporate debt securities, CDs, variable life insurance, variable annuities, municipal securities, mutual funds, United States government securities, options on securities, and futures contracts on tangibles to accomplish this objective. The Advisor measures and selects mutual funds by using various criteria, such as the fund manager’s tenure, and/or overall career performance. The Advisor may recommend, on occasion, redistributing investment allocations to diversify the portfolio in an effort to reduce risk and increase performance. The Advisor may recommend specific stocks to increase sector weighting and/or dividend potential. The Advisor may recommend employing cash positions as a possible hedge against market movement which may adversely affect the portfolio. The Advisor may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position(s) in the portfolio, change in risk tolerance of client, or any risk deemed unacceptable for the client’s risk tolerance. Asset Management Fees Pursuant to an Investment Advisory contract signed by each client, the client will pay Proxy Wealth an annual management fee of up to 2%, accrued daily based on the value of portfolio assets of the account and payable quarterly in arrears. New account fees are prorated from the inception of the account to the end of the first quarter. Management fees will vary depending on the type and complexity of the investment management strategy employed as well as the size of the account or overall client relationship. These fees are negotiated by Proxy Wealth at its sole discretion. The client will give written authorization permitting the Advisor to be paid directly from their account held by the custodian. The custodian will send a statement at least quarterly to the client. In cases where it is not practical to directly deduct fees from client accounts, client will be sent an invoice on a quarterly basis for any outstanding

advisory fees due. The Advisor will pay all custodial and securities execution and clearance fees out of its Asset Management Fee (except for certain account fees and expenses including: short-term trading or redemption fees; margin costs; charges imposed directly by a mutual fund or exchange traded fund (such as management fees and other fund expenses); deferred sales charges; odd-lot differentials; transfer taxes; wire transfer and electronic fund fees; and other fees and taxes on brokerage accounts and securities transactions, as applicable, which will be paid by clients). Proxy Wealth Advisors LLC Page 5 This method of treating transaction fees is typically characterized as a “wrap fee”, where the Asset Management Fee includes the investment advisory services as well as all transaction costs and the client pays only that Asset Management Fee and no other costs concerning the trading and maintaining of the account except as noted above. Clients in wrap fee accounts, with the transaction and custody costs included, will pay a higher Asset Management Fee than those clients of Proxy Wealth that are not managed with a wrap fee (see Proxy Wealth Form ADV Part 2A Brochure). The specific arrangement for each client will be negotiated and defined in the investment advisory contract signed by each client. All fees paid to Proxy Wealth for investment advisory services are separate and distinct from the expenses charged by mutual funds and to their shareholders and the product sponsor in the case of variable insurance products. These fees and expenses are described in each fund’s or variable product’s prospectus. The inclusive fee may cost the client more or less than purchasing such services separately depending on the number of transactions that occur in the account. Proxy Wealth does not charge clients higher advisory fees based on their trading activity, but clients should be aware that the firm has an incentive to limit its trading activities in client accounts because the firm is charged for executed trades. Investment advisor representatives of Proxy Wealth are not compensated differently for clients that choose the inclusive fee arrangement versus the non-inclusive fee and therefore they do not have a financial incentive to recommend one method over the other. Clients may request to terminate their advisory contract with Proxy Wealth, in whole or in part, by providing advance written notice. Upon termination, fees earned by the Advisor but not billed will be prorated to the date of termination and charged to the client. Client’s advisory agreement with the Advisor is non-assignable without client’s written approval.