Item 4A The Teton Wealth Group, LLC (Teton) is a Limited Liability Company organized under the laws of the state of Utah. Teton is registered with the Securities and Exchange Commission and was founded in 2019. CA Wealth Management Inc. (CWM) is the owner of Teton. Clayton B. Alexander is the of owner of CWM. Douglas S. Ferrell is the Chief Compliance Officer of Teton. Teton is an investment management firm. The firm sells annuity and insurance products through an affiliated company, Teton Wealth Management, LLC. Teton does not act as a custodian of client assets. All material conflicts of interest are disclosed regarding Teton, our representatives and any employees, which could be reasonably expected to impair the rendering of unbiased and objective advice. Conflicts of interest may include but are not limited to: (a) compensation arrangements connected with advisory services which are in addition to the advisory fees; (b) other financial industry activities or affiliations; and (c) participation of interest in client transactions. Teton Advisory Services We work with you to identify your investment goals and objectives, as well as risk tolerance, in order to create an initial portfolio allocation designed to complement your financial situation and personal circumstances. The investment strategies utilized, and portfolios constructed and managed depend on your investment objectives and goals as provided to the investment adviser representative (“IAR”) and the management style of the IAR. The IAR may purchase, sell, and/or exchange securities including, but not limited to, mutual funds, equities, fixed income instruments, closed-end mutual funds, and exchange traded funds. However, you have the opportunity to place reasonable restrictions on the type of investments to be held in the portfolio. The IAR may periodically rebalance your account to maintain the initially agreed upon strategic

and tactical asset allocation. However, no changes are made to the agreed-upon asset allocation in nondiscretionary accounts without your prior review and consent. Selection of Other Advisers As part of our investment advisory services, we may recommend that you use the services of a third-party money manager to manage all, or a portion of, your investment portfolio. After gathering information about your financial situation and objectives, we will recommend that you engage a specific money manager or investment program. Factors that we take into consideration when making our recommendation(s) include, but are not limited to, the following: the money manager’s performance, methods of analysis, fees, your financial needs, investment goals, risk tolerance, and investment objectives. We will periodically monitor the money manager performance to ensure its management and investment style remains aligned with your investment goals and objectives. Needs and Restrictions In managing your investment portfolio, we consider your: financial situation, risk tolerance, investment horizon, liquidity needs, tax considerations, investment objectives, and any other issues important to your ADVISORY BUSINESS 4 | P a g e T e t o n W e a l t h G r o u p L L C state of affairs. You should notify us promptly of any changes in your financial situation or investment objectives or if you wish to impose any reasonable restrictions upon the management of your account. Teton does not participate in wrap fee programs or provide portfolio management services to wrap fee programs. Assets under Management As of December 31, 2023, we managed approximately $128,388,635 million in client assets on a discretionary basis. Approximately $0 million in client assets were managed on a non-discretionary basis where our clients made the investment decisions based upon our recommendations.