9AT: SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/06/2026
Registration	SEC, Approved, 07/07/2023
Other registrations (1)	SEC, 120-Day Approval, 07/07/2023
ADV Location	ARMONK, NY, United States
Contact Info	203 xxxxxxx

AUM^*	283,000,000 68%
of that, discretionary	283,000,000 68%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	2,210,938 1%
% High Net Worth	24.44% -68%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

283M 243M 202M 162M 121M 81M 40M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Silverberg Bernstein Capital Management, LLC (“SBCM” or “We”), was formed on May 11th, 2023 and based in Armonk, New York and has been providing investment advisory services since 2023. SBCM’s principal owners are Jeffrey Bernstein and Irwin Silverberg. B. Types of Advisory Services ASSET MANAGEMENT SBCM offers asset management services to advisory Clients. SBCM will offer Clients ongoing asset management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment program will be based on the above factors. Discretionary When the Client elects to use SBCM on a discretionary basis, the Client will sign a limited trading authorization or equivalent allowing SBCM to determine the securities to be bought or sold and the amount of the securities to be bought or sold. SBCM will have the authority to execute transactions in the account without seeking Client approval on each transaction. FINANCIAL CONSULTING Services include an evaluation of a Client's current and future financial state using currently known variables to predict future cash flows, asset values, recommend purchase and sales, and withdrawal

plans. SBCM will use current net worth, tax liabilities, asset allocation, and future retirement and estate plans in developing financial plans. Topics may include, but are not limited: Securities Research: Provide reporting on equities and other securities after an in-depth analysis of the subject’s financial statements, valuation, management overview, projections, and other components. If a conflict of interest exists between the interests of SBCM and the interests of the Client, the Client is under no obligation to act upon SBCM’s recommendation. If the Client elects to act on any of the recommendations, the Client is under no obligation to affect the transaction through SBCM. C. Client-Tailored Services and Client-Imposed Restrictions The goals and objectives for each Client are documented in our Client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. These restrictions may, however, prohibit engagement with SBCM. D. Wrap Fee Programs SBCM does not participate in a Wrap Program. E. Amounts Under Management As of the date of this filing, SBCM provides management services for: Discretionary Assets: Non-Discretionary Assets: $160,589,775 $0

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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SILVERBERG BERNSTEIN CAPITAL MANAGEMENT SILVERBERG BERNSTEIN CAPITAL MANAGEMENT SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC