9AT: BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC

BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC

Adviser Profile

As of Date	09/04/2026
Registration	SEC, Approved, 08/02/2023
ADV Location	MILWAUKEE, WI, United States
Contact Info	414 xxxxxxx
Websites

AUM^*	83,749,000 0%
of that, discretionary	83,749,000 0%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	83,749,000 0%
SMA’s	No
Private Funds	0

Adviser Type

- Related adviser

Client Types

- Investment companies

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

86M 73M 61M 49M 37M 24M 12M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Baird Principal Group Management Company, LLC (“BPGMC”) the registered investment adviser, is a Delaware limited liability company. BPGMC was formed to provide investment advisory services to private fund clients. BPGMC’s clients consist of Baird Principal Group Partners Fund III, LP, an employee securities company exempt from registration as an investment company pursuant to an application for an exemption granted by the SEC (the “Partnership” or the “Fund” and together with any future employee securities company or private investment funds, “BPGMC Advised Funds”). BPGMC was formed in 2023 by Baird Principal Group (“BPG”), a U.S. based team of Robert W. Baird & Co. Incorporated (“Baird”). BPG was established in 2008 and is based in Milwaukee, Wisconsin and Chicago, Illinois. Baird is the principal owner

of BPGMC. Baird Financial Corporation (“BFC”) owns 100% of Baird and Baird Financial Group, Inc. owns 100% of BFC. BPGMC, in conjunction with the Fund’s general partner, Baird Principal Group GP III, LLC, (together, the “Adviser”) will provide investment advisory services to the Fund that consist of identifying and evaluating investment opportunities, negotiating investments, managing and monitoring investments and achieving dispositions for such investments. The Adviser will not tailor its advisory services to the needs of individual Fund investors, nor will it permit individual Fund investors to impose restrictions on investing in certain securities or types of securities. As of December 31, 2023, the Adviser managed $84.0 million on a discretionary basis and no assets on a non-discretionary basis.