9AT: WOLFE RESEARCH ADVISORS, LLC

WOLFE RESEARCH ADVISORS, LLC

WOLFE RESEARCH ADVISORS, LLC

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Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 06/27/2023
ADV Location	NEW YORK, NY, United States
Contact Info	646 xxxxxxx

AUM^*	25,000,000
of that, discretionary	0
Number of Employees	209 39%
of those in investment advisory functions	143 -1%
Private Fund GAV^*	2,000,000
Avg Account Size	25,000,000
SMA’s	No
Private Funds	1 1

Adviser Type

- An investment adviser (or subadviser) to an investment company
- Pension consultant

Client Types

Advisory Activities

- Portfolio management for investment companies
- Pension consulting services
- Publication of periodicals or newsletters

Compensation Arrangments

- Subscription fees (for a newsletter or periodical)

Reported AUM

25M 21M 18M 14M 11M 7M 4M

2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Private Funds Structure

	Count	GAV
{{ TypeColumnLabel }} {{ item.FundType }}	Count{{ formatCount(item.FundsCount) }}	GAV{{ formatGAV(item.AUM) }}

Pie Radar

GAV Count

Brochure Summary

Overview

A. Advisory Firm and Ownership WRA is a New York limited liability company which was founded in 2017 and is based in New York, NY (“WRA”, the “Firm”, “we”, “us”, or “our”). WRA and its affiliates WR Securities, LLC doing business as Wolfe Research Securities (“WRS”), a FINRA member broker-dealer and a NFA introducing broker and Wolfe Research, LLC (“WR”) are under the common control of Wolfe HoldCo, LLC (“WHC”). WRA, WRS, and WR are all wholly owned subsidiaries of WHC. Edward Wolfe is the principal owner of WHC. B. The Types of Advisory Services We Provide WRA provides investment advisory services to institutional clients such as pension plans, corporations, and other business entities. Our primary focus is on providing objective and sophisticated fundamental, quantitative, and macro research. “Services” include, but are not limited to, the following types of research products and services:
• Research Analyst-prepared written research reports primarily related to US equity securities (“Research Reports”);
• Corporate access in connection with research conferences, non-deal roadshows, investor meetings;
• Subscriptions to data sets that may be used by institutional clients as inputs for their own internal analysis and investment models;
• Other research-related communications from Research Analysts, including conferences, calls, and client meetings, relating to published research reports produced by Research Analysts;
• Development of proprietary quantitative models designed to identify trading

opportunities in various global markets;
• Bespoke research, infrastructure, API, data, and analysis requests to perform back testing of factors and analytics for clients; and
• Licensing of proprietary quantitative models and investable strategies to sponsors of exchange-traded funds and other collective investment vehicles.
• Bespoke investment advisory services to institutional clients, including pension plans, that is tailored or personalized to the client’s individual investment objectives and investment portfolio, depending on the particular mandate. Our Research Analysts cover over 700 stocks focusing on over 100 subsectors. C. Advisory Services We do not provide specific investment advice to clients or with respect to their respective investment portfolios or management of assets. Our Services are provided without regard to a client’s specific investment objectives, financial situation, or particular needs. Research Reports are solely impersonal investment advice. Our Services do not include trade execution, trading or brokerage services. The advisory relationship with our clients is strictly limited to the provision of Services, and any trades, transactions or orders that may be executed, routed, or otherwise processed through us on behalf of clients will be handled by other broker-dealers at the discretion of the client. . D. Wrap Fee Programs We do not make our Services available through wrap fee programs. E. Assets Under Management We do not manage client assets.

WOLFE RESEARCH ADVISORS, LLC

WOLFE RESEARCH ADVISORS, LLC

Related Companies

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Brochure Summary

Overview

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