Firm Description Triad Wealth Partners, LLC (“the Firm”) was founded in 2023 by Shawn Sparks and Bradley Johnson. The Adviser is organized as a Delaware limited liability company. The Adviser’s principal owners are Triad Collective, LLC, and Nationwide Investment Advisory. The Firm is controlled by Sara Baker (President), Brent Coggins (Chief Investment Officer), and Danielle Hampton (Chief Compliance Officer). Triad Wealth operates a Turnkey Asset Management Platform (“TAMP”) to independent registered investment advisers (“RIAs”). The Firm provides investment management solutions to RIAs in a sub-advisory capacity. The Adviser’s principal place of business is in Lawrence, KS. As of February 15, 2024, Triad Wealth Partners manages a total of $153,379,961 in Regulatory Assets Under Management (RAUM). The Firm manages $104,802,152 in discretionary RAUM and $48,577,809 in non-discretionary RAUM. Turnkey Asset Management Services In a TAMP relationship, clients typically work directly with their primary investment advisor to determine their investment needs given their unique circumstances. The primary RIA then relies on Triad Wealth to purchase and sell securities, monitor investments, and perform various other functions. RIAs typically engage Triad Wealth in a sub-advisory capacity. Triad Wealth’s turnkey asset management services include, but are not limited to, (i) Providing sub-advisory investment management services to the RIA’s clients; (ii) Providing access to certain vetted third-party investment options and research; (iii) Acting as an operational liaison between the RIAs and approved custodians; (iv) Providing a billing platform for RIAs with the ultimate responsibility for fee schedules set by the RIAs; (v) Portfolio management and trade execution for the RIA’s client accounts; (vi) Providing access to advisory and financial planning tools; (vii) Providing RIA and their clients with quarterly reports showing holdings and performance; (vii) Other administrative support services as agreed upon with the RIA(s) When providing these services, the Adviser will enter into a separate, written sub-advisory agreement with each RIA. In exercising some of these services, Triad Wealth can be granted discretion over an individual client account. The details of that discretionary authority are outlined in Triad Wealth’s sub-advisory agreement with the RIA. In providing its sub-advisory services to its clients, Triad Wealth employs various proprietary investment strategies for the portfolios over which it has been granted discretionary authority. The clients of the RIAs we serve (“retail clients”) are not always in direct contact with us. It is the responsibility of each RIA to determine their client’s individual financial situation, investment goals and objectives, qualification, time horizon, portfolio liquidity and concentration, and tolerance for risk as well as any investment limitations and reasonable restrictions for their clients’ accounts. We provide investment management services based on the asset allocation and the Triad Wealth models selected by the RIA for their client’s account(s). Each RIA we provide TAMP services for is responsible for maintaining communication with their clients to monitor their investment objectives and any changes in their client’s individual circumstances. The RIA is also responsible for communicating any changes about their client(s) financial situation and

investment objectives to Triad Wealth Partners. Retail clients should direct their questions about the suitability of our investment strategies and fees charged to their financial professional accordingly. In our provision of sub-advisory services, each RIA grants Triad Partners discretionary or non- discretionary authority as mutually agreed upon. This authority is in addition to the authority each retail client grants their RIA over their accounts. Retail clients grant us discretionary authority through the custodian broker-dealer who holds their account. Retail clients should know that it is the sole responsibility of their RIA to determine whether our TAMP services are suitable for you. Each RIA we serve can terminate our sub-advisory services at any time. Assets Under Advisement Services Triad Wealth also provides customized non-discretionary investment advisory services to the assets managed by another RIA (“AUA services”). In providing these services, Triad Wealth provides investment recommendations to the RIA managing the client account but is not responsible for implementing the purchases or sales of the securities transactions. The RIA and their clients are responsible for implementing the investment recommendations provided by Triad Wealth. Financial Planning and Consulting Services Triad Wealth Partners offers stand-alone financial planning and consulting services to clients which can address, without limitation, some, or all of the following topics:
• Financial, budgeting and cash management;
• Risk management, insurance planning, and analysis;
• Financial planning relating to divorce and marriage;
• Estate planning;
• Taxation issues and tax planning;
• Retirement Planning;
• Investment planning/asset allocation/portfolio design;
• Educational funding; and
• Investment goal setting Clients who engage us for these services receive a consultation (or consultations, as necessary) to discuss their unique financial circumstances, investment objectives and needs, tolerance for risk, time horizon for investments, and any particular issues of financial concern related to the selected financial planning and consulting topics. We will review pertinent financial documents and information you provide and provide you with a written financial plan or report at the conclusion of our services, as appropriate for the scope of the engagement. The financial plan or report will include a summary of your relevant financial circumstances and a course of action and/or investment recommendations designed to assist you in achieving your stated financial goals. We will not review or update the written financial plan or report following its initial delivery, unless specifically agreed. Additional fees will apply for reviews and updates to the written financial plan or report, if requested. Financial planning and consulting services are non-discretionary in nature. The client retains the sole discretion to accept or reject any of our recommendations, in whole or in part, and to determine the service providers to be utilized for their implementation. Upon request, we can assist the client with the implementation of our financial recommendations - additional fees will apply. Clients are never obligated to use our firm to implement any recommendations. Clients are never charged more than $1,200 six (6) or more months in advance for these services.