Description of Advisory Firm
Sykon Capital LLC (“Sykon Capital”, the “Firm”, “we” , “our,” or “us”) is a privately owned limited liability
company headquartered in Harrison, NY.
The Firm is registered as an investment adviser with the U.S. Securities and Exchange Commission. The Firm
was formed in 2023 and is owned by Stephen M. Ruvituso, Todd A. Stankiewicz and Julie Ackerman.
As of December 31, 2023, Sykon Capital managed approximately $286,887,933 in assets for approximately
574 accounts on a discretionary basis and approximately $6,039,079 in assets for approximately 3 accounts
on a non-discretionary basis. In total, the Firm managed $292,927,012 in assets for approximately 577
accounts. No accounts are in a wrap fee program.
While this brochure generally describes the business of the Firm, certain sections also discuss the activities
of its Supervised Persons, which refer to the Firm’s officers, partners, directors (or other persons occupying
a similar status or performing similar functions), employees or any other person who provides investment
advice on the Firm’s behalf and is subject to the Firm’s supervision or control.
Advisory Services Offered
The Firm offers discretionary and non-discretionary investment management and investment advisory services
as well as financial planning and consulting. Prior to the Firm rendering any of the foregoing advisory services,
clients are required to enter into one or more written agreements with the Firm setting forth the relevant
terms and conditions of the advisory relationship (the “Advisory Agreement”).
Investment Management Services
The Firm offers continuous and regular investment supervisory services on a discretionary or non-
discretionary basis as well as financial planning and consulting. We work with clients and have the ongoing
responsibility to select and/or make recommendations based upon the objectives of the client, as to
specific securities or other investments that he/she recommends or purchases/sells in clients’ accounts.
We utilize a variety of investment types when making investment recommendations/purchases in client
accounts which include, but are not limited to equity securities, fixed-income securities, alternatives, and
mutual funds. The investments recommended/purchased are based on the clients’ individual needs, goals,
and objectives. The Firm offers investment advice on any investment held by the client at the start of the
advisory relationship. We describe the material investment risks under Item 8 – Methods of Analysis,
Investment Strategies, and Risk of Loss. Financial Planning may be provided to clients as a part of the
Investment Management Services. When being provided as a separate service it is described in this section
under
Financial Consulting Services below.
We discuss our discretionary authority below under Item 16 – Investment Discretion. For more
information about the restrictions clients can put on their accounts, see Tailored Services and Client
Imposed Restrictions in this item below. We describe the fees charged for investment management services
below under Item 5 – Fees and Compensation.
Financial Planning, Consulting and Performance Reporting
The Firm provides a variety of consulting services to individuals, families, and other c lients regarding their
financial resources based upon an analysis of client’s current situation, goals, and objectives. Consulting
encompasses one or more of the following areas: additional Financial Planning, Performance Reporting,
Investment Planning, Retirement Planning, Education Planning, and Business and Personal Financial
Planning.
Services provided under an ongoing consultation agreement are conducted on a regular basis, but no
less than annually with the client. The client is under no obligation to act upon the investment adviser’s
recommendation. If the client elects to act on our recommendations, the client is under no obligation to
effect the transaction through us.
We describe fees charged for Consultation Services below under Item 5 - Fees and Compensation.
Use of Independent Managers and Sub-Advisors
The Firm does not utilize Independent Managers and/or Sub-Advisors to manage assets at this time.
Other Third-Party Services
The Firm has entered into a service agreement with Pontera to provide asset management services for
accounts held away from our primary custodial affiliations. Through this, we are able to create a portfolio,
consisting of the securities/investment opportunities available depending on the type of held away account
being managed by our firm. The Pontera platform allows us to avoid being considered to have custody of
Client funds since we do not have direct access to Client log-in credentials to affect trades. We are not
affiliated with the platform in any way and receive no compensation from them for using their platform. A
link will be provided to the Client allowing them to connect an account(s) to the platform. The client’s
individual investment strategy is tailored to their specific needs and may include some or all of the
securities made available. Portfolios will be designed to meet a particular investment goal, determined to
be suitable to the client’s circumstances. Once the appropriate portfolio has been determined, portfolios
are continuously and regularly monitored, and if necessary, rebalanced.
Sponsor and Manager of Wrap Program
The Firm does not provide a Wrap Program at this time.