Adviser Profile

As of Date 09/14/2026
Registration SEC, Approved, 05/26/2023
Other registrations (1)
ADV Location HARRISON, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 350,076,877 20%
of that, discretionary 349,442,974 22%
Number of Employees 8 33%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 528,019 4%
% High Net Worth 58.56% 12%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- Related adviser

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

349M 300M 250M 200M 150M 100M 50M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921909768 Stock NameVANGUARD STAR FDS $ Position$21,564,172 % Position7.00% $ Change4.00% # Change-6.00%
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$19,353,580 % Position6.00% $ Change-32.00% # Change-32.00%
Stck Ticker922040845 Stock NameVANGUARD INSTL INDEX FD $ Position$17,304,603 % Position5.00% $ Change-31.00% # Change-31.00%
Stck Ticker46432F834 Stock NameISHARES TR $ Position$12,625,644 % Position4.00% $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$12,337,805 % Position4.00% $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$12,614,015 % Position4.00% $ Change4835.00% # Change4198.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$13,359,437 % Position4.00% $ Change1928.00% # Change1315.00%
Stck Ticker92189F387 Stock NameVANECK ETF TRUST $ Position$9,800,188 % Position3.00% $ Change3504.00% # Change3466.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$10,343,821 % Position3.00% $ Change21.00% # Change6.00%
Stck Ticker78464A359 Stock NameSPDR SERIES TRUST $ Position$7,382,906 % Position2.00% $ Change204.00% # Change158.00%

Brochure Summary