Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/26/2023
ADV Location NEW YORK, NY, United States
Contact Info 646 xxxxxxx
Websites
AUM* 541,294,578 5%
of that, discretionary 541,294,578 5%
Number of Employees 16
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 270,647,289 58%
SMA’s No
Private Funds 1 1

Adviser Type

- Large advisory firm
- An investment adviser to a company which has elected to be a business development company

Client Types

- Business development companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

541M 464M 387M 309M 232M 155M 77M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KAUFMAN, ROSSIN & CO., P.A. Filing Date12/12/2024 Form ADV-E View Report

Private Funds Structure

Count GAV
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Brochure Summary