Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 05/26/2023
Other registrations (1)
ADV Location SAN DIEGO, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 1,381,234,310 42%
of that, discretionary 1,350,718,777 42%
Number of Employees 9 13%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 1,263,709 30%
% High Net Worth 71.02% -7%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 965M 772M 579M 386M 193M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$282,630,275 % Position25.00% $ Change28618.00% # Change21922.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$52,946,695 % Position5.00% $ Change14.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$42,738,813 % Position4.00% $ Change9.00% # Change-2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$36,718,998 % Position3.00% $ Change23.00% # Change8.00%
Stck Ticker713448108 Stock NamePEPSICO INC $ Position$17,503,023 % Position2.00% $ Change-14.00% # Change-2.00%
Stck Ticker464287176 Stock NameISHARES TR $ Position$18,018,379 % Position2.00% $ Change19.00% # Change20.00%
Stck Ticker714046109 Stock NameREVVITY INC $ Position$18,098,775 % Position2.00% $ Change27.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$18,463,783 % Position2.00% $ Change14.00% # Change-1.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$19,488,235 % Position2.00% $ Change20.00% # Change1.00%
Stck Ticker97717W794 Stock NameWISDOMTREE TR $ Position$22,869,667 % Position2.00% $ Change25.00% # Change14.00%

Brochure Summary