Adviser Profile

As of Date 09/15/2026
Registration SEC, Approved, 05/04/2023
Other registrations (1)
Contact Info (92 xxxxxxx
AUM* 243,363,686 17%
of that, discretionary 239,170,530 17%
Number of Employees 3
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 2,588,975 35%
% High Net Worth 74.29% -12%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

239M 205M 171M 137M 103M 68M 34M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary