Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/01/2023
Other registrations (7)
ADV Location TEMPE, AZ, United States
Contact Info 480 xxxxxxx
Websites
AUM* 208,356,675 57%
of that, discretionary 208,322,075 57%
Number of Employees 7 40%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 267,467 34%
% High Net Worth 23.15% 130%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

208M 179M 149M 119M 89M 60M 30M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$39,267,966 % Position25.00% $ Change31.00% # Change3.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$32,870,868 % Position21.00% $ Change20.00% # Change4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$15,463,084 % Position10.00% $ Change16.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$6,964,303 % Position4.00% $ Change12.00% # Change-2.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$2,540,023 % Position2.00% $ Change-6.00% # Change0.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$3,593,881 % Position2.00% $ Change2.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$3,112,441 % Position2.00% $ Change-2.00% # Change-3.00%
Stck Ticker921910816 Stock NameVANGUARD WORLD FD $ Position$2,843,485 % Position2.00% $ Change19.00% # Change396.00%
Stck Ticker78467Y107 Stock NameSTATE STR SPDR S&P MIDCAP 40 $ Position$2,641,259 % Position2.00% $ Change12.00% # Change-1.00%
Stck Ticker69608A108 Stock NamePALANTIR TECHNOLOGIES INC $ Position$2,996,086 % Position2.00% $ Change-29.00% # Change-11.00%