Wealth Management of the Bluegrass, LLC is a Registered Investment Adviser based in
Lexington, Kentucky, and incorporated under the laws of the State of Kentucky. Wealth
Management of the Bluegrass, LLC is wholly owned by Jason Gresham. Wealth Management
of the Bluegrass, LLC is registered with the U.S. Securities and Exchange Commission and is
subject to its rules and regulations. Founded in June 2017, Wealth Management of the
Bluegrass, LLC provides investment advisory services, which may include, but are not limited
to, the review of client investment objectives and goals, recommending asset allocation
strategies of managed assets among investment products such as cash, stocks, mutual funds
and bonds, annuities, and/or preparing written investment strategies. Our investment advice is
tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions
on investing in certain securities or types of securities (such as a product type, specific
companies, specific sectors, etc.) by providing a signed and dated written notification, of
which an e-mail is also an acceptable form of notification. Wealth Management of the
Bluegrass, LLC also provides financial planning consulting services including, but not limited
to, risk assessment/management, investment planning, estate planning, financial organization,
or financial decision making/negotiation.
Wealth Management of the Bluegrass, LLC provides investment advisory and other financial
services through its Investment Advisory
Representatives ("IAR") to accounts opened with
Wealth Management of the Bluegrass, LLC. Managed accounts are available to individuals,
high net worth individuals, trusts and corporations.
Wealth Management of the Bluegrass, LLC provides discretionary and non-discretionary
investment advisory services to some of its clients when providing asset management. Wealth
Management of the Bluegrass, LLC will assist clients in determining the suitability of the
managed accounts for the client. The IAR is compensated through a comprehensive single fee.
Wealth Management of the Bluegrass, LLC and its IAR, as appropriate, will be responsible for
the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk
tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment
objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document)
In addition to the advisory service listed above, Wealth Management of the Bluegrass also
provides Pension / 401k ERISA plan consulting, as well as performs Investment Advisory
Services for Annuity / Insurance contracts at external companies.
Form ADV, Part 2A, Item 5