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Adviser Profile

As of Date 06/22/2026
Registration SEC, Approved, 04/20/2023
Other registrations (1)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 5,154,561,141 66%
of that, discretionary 4,687,668,885 72%
Number of Employees 119 -17%
of those in investment advisory functions 107 -2%
Private Fund GAV* 0
Avg Account Size 2,551,763 68%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 849M 425M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees