OWNERSHIP/ADVISORY HISTORY E|Financial Alliance, LLC (“we” or “us”) is an investment adviser registered with the U.S. Securities and Exchange Commission. We are a Tennessee Limited Liability Company formed in January 2012. Mitchell K. Anderson and Destin Tompkins are our owners. ADVISORY SERVICES OFFERED We provide clients with a financial plan and a portfolio management services for one fee. Prior to the Adviser-Client relationship, we may offer a complimentary general consultation to discuss services available, to give a prospective client time to review services desired, and to determine the possibility of a potential relationship. Investment advisory services begin only after we formalize the relationship with the client by properly executing client Agreement. PORTFOLIO MANAGEMENT We manage individualized portfolios for our clients. We work with each client to formulate an individualized portfolio based upon his/her objectives, time frame, risk parameters and other investment considerations. We use marketable securities such as bonds, certificates of deposit, equity linked certificates of deposit, exchange traded funds, mutual funds, stocks and unit investment trusts. Our investment philosophy is to use principals of value, safety and quality to seek investment options globally. We place heavy emphasis on risk control, believing that avoiding losses allows appreciation potential of investments to be realized. Our portfolio management services are discretionary. Through our discretionary portfolio management, we are authorized to perform various functions, at the client’s expense, without further approval from the client. Such functions include the determination of securities to be purchased or sold and the amount of securities to be purchased or sold. Once the portfolio is constructed, we will monitor the portfolio as changes in market

conditions and client circumstances may require. FINANCIAL PLANNING We offer financial planning to our clients. This involves a multiple meeting process that results in a written financial plan for the client. Financial Planning services typically focus on one or more specific areas such as financial and cash management, risk management, financial issues relating to divorce or death of a family member, insurance planning, estate planning, tax issues, retirement planning, educational funding, goal setting, wealth management, business exit strategies, or other needs identified by the client or by our review of the client’s financial circumstances. Through discussion with the client and/or questionnaires, we will collect pertinent data, identify goals, objectives, financial concerns and potential solutions. We will present the client with a written analysis. During the planning services, we may make recommendations regarding implementation of the financial strategies discussed. E|Financial Alliance, LLC Page 5 ADV Part 2A – 03/08/2024 CORPORATE QUALIFIED PLANS We offer ERISA non-fiduciary services to our corporate qualified plan clients. The services may include: education services to the plan’s committee members; participant education services; third party benchmarking services; plan search support; review of fiduciary liability insurance coverage, monitoring of qualified fiduciaries; and participant advice. The services are negotiable and may vary from client to client. TAILORED SERVICES Our services are individualized to each client. However, we generally do not allow clients to place restrictions on the types of securities held in their accounts. WRAP PROGRAM We do not sponsor a wrap program. This section is not applicable. CLIENT ASSETS MANAGED As of January 22, 2024, we manage $196,000,000 in discretionary assets.