Overview
Carlin Wealth Management Group, LLC (hereinafter called “CWMG”) is a Registered
Investment Adviser based in Austin, Texas, and incorporated under the laws of the State of
Texas. CWMG is owned by Nicholas Carlin, Premier Capital Inspiration Inc., and Teresa
Angelina. CWMG is registered with the SEC and subject to the rules and regulations of the US
Advisers Act. Founded in March 2023, CWMG provides investment advisory services, which
may include, but are not limited to, the review of client investment objectives and goals,
recommending asset allocation strategies of managed assets among investment products such as
cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies.
Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients
may impose restrictions on investing in certain securities or types of securities (such as a product
type, specific companies, specific sectors, etc.) by providing a signed and dated written
notification, of which an e-mail is also an acceptable form of notification. CWMG also provides
financial planning consulting services including, but not limited to, risk assessment/management,
investment planning, estate planning, financial organization, or financial decision
making/negotiation.
CWMG provides investment advisory and other financial services through its Investment
Advisory Representatives ("IAR") to accounts opened with CWMG. Managed Accounts are
available to individuals and high net worth individuals.
CWMG provides discretionary and non-discretionary investment advisory services to some of its
clients through various managed account programs. CWMG will assist clients in determining
the suitability of the Managed Account Programs for the client. The IAR is compensated through
a comprehensive single fee and the account may be assessed other charges associated with
conducting a brokerage business. CWMG and its IAR, as appropriate, will be responsible for the
following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance,
suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment
objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document)
As of June 13, 2023, the firm currently has the following assets under management:
Discretionary AUM: $120,000,000
Non-Discretionary AUM: $0
Form ADV, Part 2A, Item 5