9AT: PILGRIM GLOBAL ADVISORS LLC

other names

PILGRIM GLOBAL ADVISORS LLC

Adviser Profile

As of Date	03/06/2026
Registration	SEC, Approved, 10/13/2022
Other registrations (1)	SEC, 120-Day Approval, 10/13/2022
ADV Location	RENO, NV, United States
Contact Info	(77 xxxxxxx

AUM^*	884,170,065 51%
of that, discretionary	884,170,065 51%
Private Fund GAV^*	880,337,689 -8%
Avg Account Size	442,085,033 51%
SMA’s	No
Private Funds	2

Adviser Type

- Large advisory firm

Number of Employees 11 267%

of those in investment advisory functions 4 100%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$748,774,217
Fund TypeOther Private Fund	Count1	GAV$131,563,472

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SIENA CAPITAL PARTNERS GP, LLC	Hedge Fund379.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV379.3m	AUM379.3m	#Funds1
Adviser RESOLUTE GLOBAL PARTNERS, LTD.	Hedge Fund250.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV250.4m	AUM325.4m	#Funds1
Adviser BHZ CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM153.0m	#Funds-
Adviser TAYLOR HOFFMAN WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM304.3m	#Funds-
Adviser KANEN WEALTH MANAGEMENT LLC	Hedge Fund197.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.4m	AUM404.6m	#Funds4
Adviser CAPRICE CAPITAL PARTNERS, LLC	Hedge Fund82.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund93.0k	Total Private Fund GAV82.8m	AUM123.2m	#Funds4
Adviser ARISTIDES CAPITAL LLC	Hedge Fund541.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV541.4m	AUM541.4m	#Funds5
Adviser EDGE FOCUS CAPITAL MANAGEMENT, LLC	Hedge Fund50.6m	Liquidity Fund-	Private Equity Fund58.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV109.0m	AUM451.3m	#Funds3
Adviser ENGINE NO.1 LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM299.9m	#Funds-
Adviser TENERE CAPITAL, LLC	Hedge Fund488.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV488.3m	AUM241.1m	#Funds6

Brochure Summary

Overview

A. Description of the Advisory Firm Pilgrim Global Advisors LLC (“PGA LLC” or the “Firm”), a Delaware limited liability company, was formed in July 2022 to become the Alternative Investment Fund Manager (“AIFM”) of Pilgrim Global ICAV, an Irish collective asset management vehicle registered with the Central Bank of Ireland (the “ICAV”). The Firm is owned by Darren Maupin and Kean Chung. B. Types of Advisory Services PGA LLC serves as the non-EU AIFM to the ICAV and as the general partner of the Pilgrim Global SPV I (US), LP (the “SPV” and collectively with the ICAV the “Funds”) pursuant to the Funds’ constituent documents (the “ Constituent Documents”) The Firm’s investment program for the ICAV focuses on identifying opportunities following market dislocations that present mis- pricings due to human, institutional, and/or technical factors. Investment opportunities are evaluated by comparing prices to conservative estimates of underlying intrinsic business value rather than attempting to forecast stock price movements over the short and medium-term. The ICAV seeks to invest in deeply undervalued businesses with a large margin of safety, high, asymmetric return potential, and minimal medium- term

risks to the business from factors such as technological obsolescence or increased competition. Patience, a long investment time horizon, and a focus on the people involved are additional important aspects of the investment philosophy. For the purposes of the ICAV’s investment program the Firm defines “risk” as the probability of permanent impairments of intrinsic value of the underlying companies in the portfolio. The ICAV offers shares (“Interests” or “Shares”) to certain qualified investors as described in response to Item 7, below (such investors are referred to herein as “Investors” or “Shareholders”). The SPV was formed in 2023 to hold a single security. Interests in the SPV are not continuously offered. C. Client Tailored Services and Client Imposed Restrictions PGA LLC will have the authority to select which and how many securities and other instruments the Funds will buy or sell without consultation with the Funds Investors. D. Wrap Fee Programs PGA LLC does not participate in wrap fee programs. E. Amounts Under Management As of December 31, 2023, PGA LLC had $584,987,740 million of regulatory assets under management on a discretionary basis and $0 on a non-discretionary basis.

PILGRIM GLOBAL ADVISORS LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview