Adviser Profile

As of Date 09/01/2026
Registration SEC, Approved, 10/03/2022
Other registrations (1)
ADV Location LITTLE ROCK, AR, United States
Contact Info (50 xxxxxxx
Websites
AUM* 329,326,452 43%
of that, discretionary 323,288,700 44%
Number of Employees 4
of those in investment advisory functions 4 100%
Private Fund GAV* 0
Avg Account Size 645,738 22%
% High Net Worth 48.23% 6%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

323M 277M 231M 185M 139M 92M 46M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$15,022,949 % Position9.00% $ Change11.00% # Change-4.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$14,626,901 % Position8.00% $ Change1670.00% # Change1428.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$14,621,737 % Position8.00% $ Change13.00% # Change-4.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$11,791,991 % Position7.00% $ Change8.00% # Change-3.00%
Stck Ticker14019W109 Stock NameCAPITAL GROUP INTL FOCUS EQT $ Position$9,801,710 % Position6.00% $ Change13.00% # Change-4.00%
Stck Ticker14020X104 Stock NameCAPITAL GROUP GBL GROWTH EQT $ Position$9,323,577 % Position5.00% $ Change19.00% # Change-6.00%
Stck Ticker922907746 Stock NameVANGUARD MUN BD FDS $ Position$7,848,330 % Position5.00% $ Change6.00% # Change4.00%
Stck Ticker922020748 Stock NameVANGUARD MALVERN FDS $ Position$9,174,534 % Position5.00% $ Change1.00% # Change1.00%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$7,781,481 % Position4.00% $ Change17.00% # Change-2.00%
Stck Ticker14020Y805 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$5,192,241 % Position3.00% $ Change13.00% # Change11.00%