9AT: SOCIAL LEVERAGE ADVISORS, LLC

other names

SOCIAL LEVERAGE ADVISORS, LLC

Adviser Profile

As of Date	03/17/2026
ADV Location	SCOTTSDALE, AZ, United States
Adviser Type - Large advisory firm
Number of Employees	7 -13%
of those in investment advisory functions	6
Registration	SEC, Approved, 07/28/2022
Other registrations (2)	SEC, ERA - Withdrawn, 06/28/2022 Arizona, ERA - Withdrawn, 06/28/2022
Former registrations	SOCIAL LEVERAGE ADVISORS, LLC

AUM^*	443,681,676 28%
of that, discretionary	443,681,676 28%
Private Fund GAV^*	525,274,289 71%
Avg Account Size	40,334,698 16%
SMA’s	No
Private Funds	14 2
Contact Info	602 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count13	GAV$425,274,289
Fund TypeOther Private Fund	Count1	GAV$100,000,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GOEHRING & ROZENCWAJG ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund884.0k	Other Fund9.5m	Total Private Fund GAV11.3m	AUM726.2m	#Funds4
Adviser INTEGRA GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund15.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.6m	AUM562.6m	#Funds8
Adviser SCHECHTER PRIVATE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund166.8m	Other Fund-	Total Private Fund GAV333.6m	AUM171.7m	#Funds41
Adviser CMT ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund422.2m	Other Fund-	Total Private Fund GAV844.4m	AUM491.4m	#Funds19
Adviser ARTIST CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund390.6m	Other Fund-	Total Private Fund GAV781.2m	AUM195.1m	#Funds17
Adviser LEWIS & CLARK PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund371.6m	Other Fund-	Total Private Fund GAV743.2m	AUM264.1m	#Funds9
Adviser PALM DRIVE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund376.4m	Other Fund-	Total Private Fund GAV752.8m	AUM376.4m	#Funds32
Adviser STEELHEAD CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund225.3m	Other Fund-	Total Private Fund GAV450.5m	AUM225.3m	#Funds21
Adviser CSC UPSHOT VENTURES MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund233.4m	Other Fund-	Total Private Fund GAV466.9m	AUM236.9m	#Funds1
Adviser ACORN CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund239.2m	Other Fund-	Total Private Fund GAV478.4m	AUM239.2m	#Funds3

Brochure Summary

Overview

Social Leverage Advisors, LLC is a Delaware limited liability company organized in August 2015 by its principal owners Thomas Peterson, Howard Lindzon, and Gary Benitt (collectively, the “Managing Partners”). P & L Advisors, LLC is a Delaware limited liability company organized in October 2012 by its principal owners Thomas Peterson and Howard Lindzon that is a relying adviser of Social Leverage Advisors, LLC. Collectively, Social Leverage Advisors, LLC and P & L Advisors, LLC are referred to in this Brochure as “Social Leverage” or the “Adviser”. The Adviser together with its affiliated general partners provide discretionary investment advisory services to closed-end investment vehicles that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). The Adviser utilizes a variety of investment strategies in the management of the investment vehicles and, from time to time, launches additional strategies in response to the evolving needs of its business and its investors. The investment vehicles are divided into two main categories: 1) the venture capital funds that invest primarily in early-stage and later-stage privately held companies and 2) the fund-of-funds that evaluates a broad range of investments and asset classes to select assets manager to invest in their pooled investment vehicles. The fund-of-funds may also

invest in Social Leverage’s venture capital funds. Social Leverage offers investment advice solely with respect to the investments made by the venture capital funds and the fund of funds, which are collectively referred to herein as the “Funds”. Such services consist of investigating, identifying, and evaluating investment opportunities, structuring, negotiating, and making investments on behalf of the Funds, managing and monitoring the performance of such investments, and disposing of such investments. Investment advice is provided directly to the Funds, subject to the discretion and control of the applicable Fund’s general partner (a “General Partner”), and not individually to the investors in a Fund. Social Leverage’s advisory services to the Funds are tailored to the Funds in accordance with the investment objectives, strategy and restrictions as set forth in the limited partnership agreement of a Fund (each such agreement, a “Partnership Agreement”). The Funds, Social Leverage or its affiliates may enter into side letters or other similar agreements (“Side Letters”) with investors in the Funds that have the effect of establishing rights under, or altering or supplementing the terms of, the relevant Partnership Agreement with respect to such investors. As of December 31, 2023, Social Leverage manages approximately $347,126,178 in regulatory assets under management, on a discretionary basis. The Adviser does not manage assets on a non- discretionary basis.

SOCIAL LEVERAGE ADVISORS, LLC

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