OXFORD FINANCE ADVISORS, LLC other names

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Adviser Profile

As of Date:

04/29/2024

Adviser Type:

- Large advisory firm


Number of Employees:

80 9.59%

of those in investment advisory functions:

76 11.76%


Registration:

SEC, Approved, 7/22/2022

Other registrations (5)
Former registrations

OXFORD FINANCE ADVISORS, LLC

AUM:

1,234,524,416 24.00%

of that, discretionary:

1,234,524,416 24.00%

Private Fund GAV:

1,234,524,416 24.00%

Avg Account Size:

411,508,139 24.00%


SMA’s:

NO

Private Funds:

3

Contact Info

703 xxxxxxx

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
996M 853M 711M 569M 427M 284M 142M
2022 2023


Private Funds Structure

Fund Type Count GAV
Hedge Fund 3 $1,234,524,416

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Private Funds



Employees




Brochure Summary

Overview

Oxford Finance Advisors, LLC ("OF Advisors" or "Adviser") is an SEC-Registered Investment Adviser with its principal place of business located in Alexandria, Virginia. OF Advisors began conducting business in March 2019 and is a wholly-owned subsidiary of Oxford Finance LLC ("Oxford Finance"), which is a wholly-owned subsidiary of Oxford Holdco LLC. Oxford Holdco LLC is beneficially owned by affiliates of InterVest Capital Partners Inc. and certain members of the Oxford Finance management team. OF Advisors is a limited liability company organized in the State of Delaware. OF Advisors provides investment management services to advisory clients, which are privately offered investment funds, including both U.S. domiciled vehicles and non-U.S. domiciled investment vehicles for non- U.S. investors. The funds primarily invest in debt securities and related equity investments in companies operating in the healthcare industry and healthcare adjacent markets. OF Advisors' clients are collectively referred to herein as "Funds". Investors in the Funds are limited partners. As of the date of this Brochure, OF Advisors provides investment management services to (i) Oxford Finance Credit Fund I, LP, (ii) Oxford Finance Credit Fund II, LP, (iii) Oxford Finance Credit Fund III, LP, each a privately-offered investment vehicle (together, "Funds" or "Clients"). The Funds are exempt from registration as investment companies under the Investment Company Act of 1940, as amended (hereinafter, the "Investment Company Act" or "40 Act"), in reliance upon Section 3(c)(7) of the 40 Act. Investors in the Funds are "accredited investors" (as such term is defined in Rule 501(a) of Regulation D promulgated, and the Funds' securities offerings are not registered under the Securities Act of 1933, as amended (hereinafter, the "Securities Act")) and "qualified purchasers" (as such term is defined under Section 2(a)(51) of the Investment Company Act and the rules and regulations promulgated thereunder). OF Advisors does not generally tailor its advisory services to the needs of individual investors; however, at the establishment of a Fund, specific investment criteria may be created for the Fund in consultation with prospective investors. Funds are managed in accordance with the particular investment objectives, strategies, restrictions and guidelines within the Fund's limited partnership agreement, investment management agreement, subscription agreement, and any other relevant agreements or organization documents (together, "Governing Documents"). Prior to investing in a Fund, prospective investors should review the Fund's Governing
Documents to confirm the suitability of an investment in a Fund based on the investor's particular circumstances. OF Advisors' parent, Oxford Finance, is a specialty lending company that provides debt solutions to private and public companies. Oxford Finance invests, typically as debt securities or loans, on a proprietary basis for its own balance sheet in companies or investments that are the same or similar to those invested in by Funds. Pursuant to a Staffing Agreement, dated as of April 19, 2019, by and among Oxford Finance and OF Advisors ("Staffing Agreement"), Oxford Finance provides the use of certain designated employees for due diligence, research, investment advisory, investment and portfolio management, origination, sourcing, servicing, monitoring, administrative services, and other related services to OF Advisors, and, through OF Advisors, to the Funds. The Staffing Agreement allows OF Advisors to use the premises and facilities of Oxford Finance for its daily operations, including for the maintenance of books and records. Oxford Finance officers are also officers of certain other partnerships or limited liability companies that are a limited partner of a Fund or the general partner or managing member of certain entities affiliated with OF Advisors. Please see "Other Financial Industry Activities and Affiliations" below for a further discussion of entities affiliated with OF Advisors. Assets Under Management OF Advisors provides discretionary investment advisory services to certain Funds and has discretionary management authority and responsibility over their assets. As of December 31, 2023, the Adviser managed $$1,234,524,416 on a discretionary basis. Oxford Finance does not manage any Client assets on a non-discretionary basis. The Adviser does not have any non-discretionary assets under management. Oxford Finance is authorized to follow investment guidelines in pursuing the Fund's asset acquisition strategy based on established eligibility criteria as set forth in each Fund's respective Governing Documents. This Brochure generally includes information about the Adviser and its relationships with its clients and affiliates. While much of this Brochure applies to all such clients and affiliates, certain information included herein applies to specific clients or affiliates only. This Brochure does not constitute an offer to sell or solicitation of an offer to buy any securities. In the event any terms or provisions of any of the Fund's respective offering documents conflicts with the information contained in this Brochure, such Fund's offering documents shall control.