9AT: RISLEY CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	01/23/2026
Registration	SEC, Approved, 03/09/2022
Other registrations (2)	Missouri, Terminated, 04/20/2022 Texas, Terminated, 04/20/2022
ADV Location	ELLISVILLE, MO, United States
Contact Info	636 xxxxxxx
Websites

AUM^*	163,439,301 23%
of that, discretionary	155,449,879 25%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	393,830 14%
% High Net Worth	30.00% 8%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SAGE PRIVATE WEALTH GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM440.8m	#Funds-
Adviser ELIOS FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM331.5m	#Funds-
Adviser IPSEN ADVISOR GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM236.1m	#Funds-
Adviser SOVEREIGN FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser PRISM FINANCIAL STRATEGIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM195.9m	#Funds-
Adviser CLARIS FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM330.2m	#Funds-
Adviser VICUS CAPITAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.0b	#Funds-
Adviser ZERMATT WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.4m	#Funds-
Adviser MAXWELL WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM290.0m	#Funds-
Adviser LANE HIPPLE - WEALTH MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM418.5m	#Funds-

Brochure Summary

Overview

Risley Capital Management LLC (hereinafter “Risley Capital Management” or the “firm”) is a registered investment adviser based in Ellisville, Missouri. We are a professional limited liability company formed under the laws of the State of Missouri. Risley Capital Management LLC began conducting business in 2011. Listed below are the firm's principal shareholders.
• Jeffrey Michael Risley, Managing Member
• Risley Capital Management LLC Risley Capital Management LLC offers the following advisory services to our clients: INVESTMENT SUPERVISORY SERVICES ("ISS") INDIVIDUAL PORTFOLIO MANAGEMENT Our firm provides continuous advice to a client regarding the investment of client funds based on the individual needs of the client. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we develop a client's personal investment policy and create and manage a portfolio based on that policy. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, we also review and discuss a client's prior investment history, as well as family composition and background. We manage these advisory accounts on a discretionary or non-discretionary basis. Account supervision is guided by the client's stated objectives (i.e., aggressive, moderate and conservative), as well as tax considerations. Clients may impose

reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Our investment recommendations are not limited to any specific product or service offered by a broker-dealer or insurance company and will generally include advice regarding the following securities: Exchange listed securities, Securities traded over-the-counter, Foreign issuers, Corporate debt securities (other than commercial paper), Commercial paper, Certificates of deposit, Municipal securities, Mutual fund shares, United States governmental securities, Options contracts on securities, Interests in partnerships investing in real estate and Interests in partnerships investing in oil and gas interests Because some types of investments involve certain additional degrees of risk, they will only be implemented/recommended when consistent with the client's stated investment objectives, tolerance for risk, liquidity and suitability. CONSULTING SERVICES We provide consulting services tailored to a client's goals and objectives. As such, each service is contracted individually with the client. Clients will receive a separate agreement and receive an estimate of the services provided prior to accepting the agreement. AMOUNT OF MANAGED ASSETS As of February 12, 2024, we were actively managing $ 124,445,252 of clients' assets on a discretionary basis plus $8,011,454 of clients' assets on a non-discretionary basis. Total assets under management is $132,457,706.

RISLEY CAPITAL MANAGEMENT LLC

RISLEY CAPITAL MANAGEMENT LLC

GJS FINANCIAL SERVICES, LLC

RISLEY CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RISLEY CAPITAL MANAGEMENT LLC RISLEY CAPITAL MANAGEMENT LLC GJS FINANCIAL SERVICES, LLC RISLEY CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RISLEY CAPITAL MANAGEMENT LLC

RISLEY CAPITAL MANAGEMENT LLC

GJS FINANCIAL SERVICES, LLC

RISLEY CAPITAL MANAGEMENT, LLC