Overview
Risley Capital Management LLC (hereinafter “Risley Capital Management” or the “firm”) is a
registered investment adviser based in Ellisville, Missouri. We are a professional limited liability
company formed under the laws of the State of Missouri.
Risley Capital Management LLC began conducting business in 2011.
Listed below are the firm's principal shareholders.
• Jeffrey Michael Risley, Managing Member
• Risley Capital Management LLC
Risley Capital Management LLC offers the following advisory services to our clients:
INVESTMENT SUPERVISORY SERVICES ("ISS")
INDIVIDUAL PORTFOLIO MANAGEMENT
Our firm provides continuous advice to a client regarding the investment of client funds based
on the individual needs of the client. Through personal discussions in which goals and
objectives based on a client's particular circumstances are established, we develop a client's
personal investment policy and create and manage a portfolio based on that policy. During our
data-gathering process, we determine the client’s individual objectives, time horizons, risk
tolerance, and liquidity needs. As appropriate, we also review and discuss a client's prior
investment history, as well as family composition and background.
We manage these advisory accounts on a discretionary or non-discretionary basis. Account
supervision is guided by the client's stated objectives (i.e., aggressive, moderate and
conservative), as well as tax considerations.
Clients may impose
reasonable restrictions on investing in certain securities, types of
securities, or industry sectors.
Our investment recommendations are not limited to any specific product or service offered by a
broker-dealer or insurance company and will generally include advice regarding the following
securities:
Exchange listed securities, Securities traded over-the-counter, Foreign issuers, Corporate debt
securities (other than commercial paper), Commercial paper, Certificates of deposit, Municipal
securities, Mutual fund shares, United States governmental securities, Options contracts on
securities, Interests in partnerships investing in real estate and Interests in partnerships
investing in oil and gas interests
Because some types of investments involve certain additional degrees of risk, they will only be
implemented/recommended when consistent with the client's stated investment objectives,
tolerance for risk, liquidity and suitability.
CONSULTING SERVICES
We provide consulting services tailored to a client's goals and objectives. As such, each
service is contracted individually with the client. Clients will receive a separate agreement and
receive an estimate of the services provided prior to accepting the agreement.
AMOUNT OF MANAGED ASSETS
As of February 12, 2024, we were actively managing $ 124,445,252 of clients' assets on a
discretionary basis plus $8,011,454 of clients' assets on a non-discretionary basis. Total assets
under management is $132,457,706.