ROC INVESTMENTS, LLC
  • ROC INVESTMENTS, LLC
  • CHARACTER BASED INVESTING, LLC
  • ROC INVESTMENTS

Adviser Profile

As of Date 11/10/2023
Registration status Terminated
Contact Info 630 xxxxxxx
Websites
AUM* 6,490,000 21%
of that, discretionary 0
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
SMA’s No
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6M 6M 5M 4M 3M 2M 927K
2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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