OWNERSHIP/ADVISORY HISTORY
Senior Tax Advisory Group, Inc. (“We”) was founded in January 2007. We became registered with
the Securities and Exchange Commission (“SEC”) in February 2022. We are a multistate advisor
that is required to be notice filed in Arizona, California, Colorado, Florida, Georgia, Illinois, Iowa,
Maryland, Michigan, Missouri, New Mexico, Pennsylvania, South Dakota, Texas, Utah, Wyoming,
and Virginia. Darian Andreson is the firm’s President. Kathleen Larouere is the Chief Compliance
Officer and investment adviser representative.
ADVISORY SERVICES OFFERED
RECOMMENDATION AND MONITORING OF THIRD-PARTY INVESTMENT ADVISER SERVICES
We will recommend the services of a third-party investment adviser (“Co-adviser”) to manage
your account(s). We work with you to select a model portfolio based upon your objectives, time
frame risk parameters, and other investment considerations. Once we have this suitability
information, we will recommend one or several of the Co-adviser’s model portfolios to you. You
are never obligated to use a recommended Co-Adviser.
Before recommending the Co-adviser, we review the following factors fees, reputation,
performance, financial strength, management, price, reporting capabilities, and your financial
situation, goals, needs, and investment objectives. After we engage the Co-advisor, we continue
to monitor them and your financial situation.
With a Co-advisor relationship, the Co-adviser
is responsible for portfolio management, best
execution, portfolio reporting, trading, trade error resolution, fee billing and custodian
reconciliations. We maintain our relationship with you by monitoring the status of your accounts
with the Co-adviser, making recommendation about the Co-adviser, meeting with you in person
or by telephone on annually, and acting as your primary financial adviser. Additionally, we retain
the discretion to establish or termination the Co-adviser and any model on their platforms.
When you are referred to a Co-adviser, you will receive full disclosure, including services
rendered and fee schedules, at the time of the referral, by delivery of a copy of the relevant Co-
adviser’s Form ADV Part 2A or equivalent disclosure document before receiving investment
advisory services from the Co-adviser. The Co-adviser offers separate services that are outlined
in their ADV Part 2A.
TAILORED SERVICES
We document your goals and objectives before any investing takes place. You may impose
restrictions on investing in certain securities or types of securities.
WRAP PROGRAM
We do not sponsor a wrap program.
CLIENT ASSETS MANAGED
As of December 31, 2023, we manage approximately $61,412,441 in client assets on a
discretionary basis.
Senior Tax Advisory Group, Inc. Page 5 ADV Part 2A – 3/21/2024