Imperial Fund Capital Partners, LLC (“Imperial,” “the Firm,” “we” or “us”) is an investment adviser with its principal place of business located in FL. Listed below are the Firm's principal shareholders (i.e., those individuals and/or entities controlling 25% or more of this company):
• Victor Kuznetsov; and
• Maksim Slyusarchuk Imperial offers the following advisory services to our clients: INDIVIDUAL PORTFOLIO MANAGEMENT The Firm provides asset management of client funds based on the individual needs of the client. Through personal discussions in which goals and objectives based on the client's particular circumstances are established, we develop the client's personal investment policy. We create and manage a portfolio based on that policy. During our data-gathering process, we determine the client's individual objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, we may also review and discuss a client's prior investment history, as well as family composition and background. We manage these advisory accounts on either a non-discretionary or discretionary basis. Account supervision is guided by the client's stated objectives (i.e., maximum capital appreciation, growth, income, or growth and income), as well as tax considerations. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Once the client's portfolio has been established, we review the portfolio quarterly and if necessary, rebalance the portfolio on an annual basis, based on the client's individual needs. Our investment recommendations are not limited to any specific product or service offered by a broker/dealer or insurance company and will generally include advice regarding the following securities:
• Exchange-listed securities
• Corporate debt securities (other than commercial paper)
• Private Placements Because some types of investments involve certain additional degrees of risk, they will only be recommended when consistent with the client's stated investment objectives, tolerance for risk, liquidity and suitability. PRIVATE FUNDS Investment in private funds offered through affiliated entities is only suitable for sophisticated investors and requires the financial ability and wherewithal to accept high risk and lack of liquidity. The following private funds are managed by entities under common ownership and/or control of Victor Kuznetsov and Maksim Slyusarchuk. For more information and details regarding these funds, we urge qualified and eligible clients to review the organizational documents, offering memorandum and subscription agreements. Imperial expects each private fund on its platform to qualify for an exception from the definition of “investment company” under the Investment Company Act of 1940, as amended (“1940 Act”) and to offer interests to Investors pursuant to Regulation D under the Securities Act of 1933, as amended (“1933 Act”). As a result, this brochure could discuss information relevant to such investors, as necessary or appropriate. Nonetheless, this brochure is designed solely to provide information about Imperial and should not be considered to be an offer of interests in any private fund. It is also not an offer of, or agreement to provide, advisory services directly to any recipient. Rather, this brochure is designed solely to provide information about Imperial for the purpose of compliance with certain obligations under the Advisers Act and, as such, responds to relevant regulatory requirements under the Advisers Act. Imperial Fund I, LLC The Imperial Fund I, LLC (“Imperial I,” “Fund I” or together with Imperial Fund II, LLC, “the Funds”) is a Florida limited liability company, whose investors desire to purchase limited liability company interests of Fund I. The primary focus of Fund I is to acquire newly originated non-agency residential loans to capitalize on what the Fund I believes to be an opportunity to earn premium spreads from credit- worthy borrowers who are no longer adequately served by traditional lending sources. Fund

I may also invest in other real estate lending markets and asset classes that share similar invest characteristics, such as small balance transitional commercial loans. Imperial Fund II, LLC The Imperial Fund II, LLC (“Imperial II,” “Fund II” or together with Imperial I, “the Funds”) is a Florida limited liability company, seeking to raise capital commitments from investors who desire to purchase limited liability company interests of Fund II. The primary focus of Fund II is to acquire newly originated non-agency residential loans to capitalize on what Fund II believes to be an opportunity to earn premium spreads from credit-worthy borrowers who are no longer adequately served by traditional lending sources. Fund II may also invest in other real estate lending markets and asset classes that share similar invest characteristics. FINANCIAL PLANNING We provide financial planning services. Financial planning is a comprehensive evaluation of a client's current and future financial state by using currently known variables to predict future cash flows, asset values and withdrawal plans. Through the financial planning process, all questions, information and analysis are considered as they impact and are impacted by the entire financial and life situation of the client. Clients purchasing this service receive a written report which provides the client with a detailed financial plan designed to assist the client achieve his or her financial goals and objectives. In general, the financial plan can address any or all of the following areas:
• PERSONAL: We review family records, budgeting, personal liability, estate information and financial goals.
• TAX & CASH FLOW: We analyze the client's income tax and spending and planning for past, current and future years; then illustrate the impact of various investments on the client's current income tax and future tax liability.
• INVESTMENTS: We analyze investment alternatives and their effect on the client's portfolio.
• INSURANCE: We review existing policies to ensure proper coverage for life, health, disability, long-term care, liability, home and automobile.
• RETIREMENT: We analyze current strategies and investment plans to help the client achieve his or her retirement goals.
• DEATH & DISABILITY: We review the client's cash needs at death, income needs of surviving dependents, estate planning and disability income.
• ESTATE: We assist the client in assessing and developing long-term strategies, including as appropriate, living trusts, wills, review estate tax, powers of attorney, asset protection plans, nursing homes, Medicaid and elder law. We gather required information through in-depth personal interviews. Information gathered includes the client's current financial status, tax status, future goals, returns objectives and attitudes towards risk. We carefully review documents supplied by the client, including a questionnaire completed by the client, and prepare a written report. Should the client choose to implement the recommendations contained in the plan, we suggest the client work closely with his/her attorney, accountant, insurance agent, and/or stockbroker. Implementation of financial plan recommendations is entirely at the client's discretion. We also provide general non-securities advice on topics that may include tax and budgetary planning, estate planning and business planning. Typically, the financial plan is presented to the client within six months of the contract date, provided that all information needed to prepare the financial plan has been promptly provided. Financial Planning recommendations are not limited to any specific product or service offered by a broker-dealer or insurance company. All recommendations are of a generic nature. WRAP FEE PROGRAM We are both the sponsor and portfolio manager of a wrap fee program. Please refer to our Part 2A of Form ADV: Appendix 1 Wrap Fee Program Brochure for more details about this program. AMOUNT OF MANAGED ASSETS As of December 31, 2023, we have $ 5,345,581,313in assets under management that are managed on a discretionary basis.