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Adviser Profile

As of Date 03/25/2024
Adviser Type - Mid-sized advisory firm
Number of Employees 1
of those in investment advisory functions 1
Registration SEC, Approved, 1/3/2022
AUM* 33,118,340 25.89%
of that, discretionary 33,118,340 25.89%
Private Fund GAV* 16,481,726 18.82%
Avg Account Size 6,623,668 -24.47%
% High Net Worth 40.00% -38.82%
SMA’s No
Private Funds 3 1
Contact Info 347 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
30M 26M 22M 17M 13M 9M 4M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$16,481,726

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Brochure Summary

Overview

Description of Advisory Firm Rhizome Capital Management LLC is registered as an Investment Adviser with the United States Securities and Exchange Commission. We were founded in March 2013. Chong Tong Bill Chen (“Bill”) is the principal owner of Rhizome Capital. As of December 31, 2023, we manage $33,118,340 on a discretionary basis and $0 on a non-discretionary basis. Types of Advisory Services Investment Management Services We currently manage separately managed accounts for investors who want similar strategy and risk factors as our private funds. In the future, we may agree to execute a bespoke strategy for certain investors according to their objectives and risk appetite. This will be limited to a small number of potential investors looking to invest a large amount of capital. For separately managed accounts - We request that our client review the investment management agreement which describes specific key terms, fees, strategy, and risk factors etc. to ensure suitability. We will only accept investments after such agreement has been signed by both investment manager and client. Management of Pooled Investment Vehicles Rhizome Capital serves as investment manager for three pooled investment vehicles, Rhizome Partners, L.P., Rhizome Real Asset Opportunity Fund LP, and Rhizome Hard Asset Opportunity Fund LP, collectively “the Funds”. The Funds are Delaware limited partnerships established as a private investment vehicle primarily for the benefit of U.S. taxable investors. Interests in the Funds are privately offered pursuant to Regulation D under the Securities Act of 1933, as amended. The Funds are exempt from registration with the SEC under the
Investment Company Act of 1940, as amended. Rhizome Management, LP, an affiliate of Rhizome Capital, is the General Partner of the Funds. Rhizome Capital manages each Fund based on the investment objectives, policies and guidelines as set forth in the respective Offering Documents and not in accordance with the individual needs or objectives of any investor. Each prospective investor interested in investing in a Fund is required to complete a subscription agreement in which the prospective investor attests as to whether such prospective investor meets the qualifications to invest in the Fund and further acknowledges and accepts the various risk factors associated with such an investment. Clients may invest in either or all three Funds, and investors who are not clients of the Firm may invest in either or both Funds. Given the above discussion relative to the objectives, suitability, risk factors and qualifications for participation in the Funds, Rhizome Capital may give advice or act with respect to the Funds that differs from the advice that Rhizome Capital gives its clients that have a wealth management or portfolio management account that is not invested in either of the Funds. Client Imposed Restrictions In general, investors in the Funds are not permitted to impose restrictions or limitations. However, Rhizome Capital may enter into side letter agreements with one or more investors that may alter, modify, or change the terms of interest held by investors. Certain types of side letters create a conflict of interest among the Advisor and investors, and/or between investors themselves. Wrap Fee Programs We do not participate in wrap fee programs.