9AT: TAVIRA FINANCIAL

Adviser Profile

As of Date	06/25/2026
Registration	SEC, Approved, 12/06/2021
Other registrations (1)	SEC, ERA - Withdrawn, 11/05/2021
Former registrations	TAVIRA SECURITIES LIMITED
ADV Location	LONDON, ENGLAND, United Kingdom
Contact Info	44 xxxxxxx
Websites

AUM^*	305,906,714 -42%
of that, discretionary	305,906,714 -42%
Number of Employees	56 10%
of those in investment advisory functions	17 31%
Private Fund GAV^*	0
Avg Account Size	38,238,339 -50%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CIPHER CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser ACTUSRAYPARTNERS LIMITED	Hedge Fund313.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV313.8m	AUM2.3b	#Funds6
Adviser BAINBRIDGE PARTNERS LLP	Hedge Fund26.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund7.9m	Total Private Fund GAV34.2m	AUM1.0b	#Funds2
Adviser PRAXIS ALPHA PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM526.1m	#Funds-
Adviser IMPAX ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund10.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.9m	AUM2.0b	#Funds2
Adviser NEUMANN ADVISORY HONG KONG LIMITED	Hedge Fund622.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV622.9m	AUM622.9m	#Funds4
Adviser INDIA CAPITAL MANAGEMENT LIMITED	Hedge Fund395.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV395.3m	AUM395.3m	#Funds2
Adviser BREAN ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM215.1m	#Funds-
Adviser SHOREVEST PARTNERS, LTD.	Hedge Fund213.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV213.1m	AUM244.0m	#Funds3
Adviser ASTRA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund341.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV341.5m	AUM341.5m	#Funds6

Brochure Summary

Overview

Firm Description Tavira Financial Limited, a United Kingdom corporation (“Tavira,” the “Firm”, “the Adviser” or the “Investment Manager”), is an investment adviser that serves as an investment manager and sub-adviser to private funds and separately managed accounts. Tavira was founded in June 2005. At Tavira we understand that clients need to trade across a variety of asset classes, so all our services are fully integrated. We offer one point of contact for all execution requirements, with specific pools of knowledge for equities and derivatives. We provide portfolio management on a variety of global futures and options, metals, and equities. Tavira takes an active approach to trading and offers a European-focused global

event driven equity strategy. Diversity is an important part of our strategy and we diversify across sector, geography, and trade type through our use of four sub-strategies to smooth returns while still aiming to generate income. While we do not tailor our strategy to clients, we do allow clients to request restrictions, such as not investing in tobacco, etc. As of March 31, 2023, Tavira had regulatory assets under management of approximately $481 million all of which is managed on a discretionary basis. Principal Owners/Ownership Structure Tavira’s principal owner is Tavira Holdings Limited, a British Virgin Island company. The principal owner of Tavira Holdings Limited is Eliot Goodfellow.

TAVIRA FINANCIAL

TAVIRA FINANCIAL

TAVIRA SECURITIES LIMITED

TAVIRA FINANCIAL LIMITED

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TAVIRA FINANCIAL TAVIRA FINANCIAL TAVIRA SECURITIES LIMITED TAVIRA FINANCIAL LIMITED

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TAVIRA FINANCIAL

TAVIRA FINANCIAL

TAVIRA SECURITIES LIMITED

TAVIRA FINANCIAL LIMITED