Adviser Profile

As of Date 05/25/2026
Registration SEC, Approved, 11/12/2021
Contact Info 801 xxxxxxx
Websites
AUM* 250,929,334 12%
of that, discretionary 244,779,825 29%
Number of Employees 3 50%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,412,782 11%
% High Net Worth 48.25% -19%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

245M 210M 175M 140M 105M 70M 35M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST WINTTER & ASSOCIATES LLP Filing Date11/17/2025 Form ADV-E View Report
Accounting Firm Name ERNST WINTTER & ASSOCIATES LLP Filing Date12/18/2024 Form ADV-E View Report
Accounting Firm Name ERNST WINTTER & ASSOCIATES LLP Filing Date11/29/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287614 Stock NameISHARES TR $ Position$21,040,253 % Position14.00% $ Change18.00% # Change304.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$17,917,468 % Position12.00% $ Change15.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$16,355,368 % Position11.00% $ Change13.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$9,760,500 % Position7.00% $ Change15.00% # Change1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$11,187,625 % Position7.00% $ Change24.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$8,567,928 % Position6.00% $ Change1.00% # Change1.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$4,390,011 % Position3.00% $ Change-5.00% # Change1.00%
Stck Ticker22788C105 Stock NameCROWDSTRIKE HLDGS INC $ Position$4,308,689 % Position3.00% $ Change83.00% # Change-6.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$4,532,384 % Position3.00% $ Change31.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$4,363,660 % Position3.00% $ Change16.00% # Change2.00%

Brochure Summary