9AT: CIRCULAR - Summary

Adviser Profile

As of Date	12/15/2024
Registration status	Terminated
Contact Info	954 xxxxxxx
Websites

AUM^*	1,761,659 30%
of that, discretionary	1,761,659 30%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	146,805 19%
SMA’s	No
Private Funds	0

Adviser Type

- Internet adviser

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TRADINGVALLEY INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.4m	#Funds-
Adviser WEALTHFACE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.1m	#Funds-
Adviser BELLWOOD CAPITAL FUND ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.5m	#Funds-
Adviser AVENUE GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.8m	#Funds-
Adviser MANDEVILLE PRIVATE CLIENT USA INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.5m	#Funds-
Adviser FOCUSED TRADING AND INVESTMENTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.0k	#Funds-
Adviser VEST WEALTH INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM400.0000	#Funds-
Adviser GOBE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM243.4k	#Funds-
Adviser LET BOB ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM29.0k	#Funds-
Adviser PMADVISERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm Circular Wealth Advisors, Inc. (hereinafter “CWAI”) provides “robo-advisory” portfolio management services via an online interface to clients under this wrap fee program as sponsor and portfolio manager.
Total Assets Under ManagementAnnual Fee $1 - $250,0000.89% $250,001 - $1,000,0000.75% $1,000,001 - AND UP0.69% These fees are generally negotiable and the final fee schedule will be memorialized in the client’s advisory agreement.
Robo-advisory portfolio management fees are withdrawn directly from the client’s accounts with client’s written authorization on a monthly basis.
Fees are paid in arrears. CWAI uses an average of the daily balance in the client’s account throughout the billing period, after taking into account deposits and withdrawals, for purposes of determining the market value of the assets upon which the advisory fee is based.
Clients may terminate the agreement without penalty, for full refund of CWAI’s fees, within five business days of signing the Investment Advisory Contract. Thereafter, clients may terminate the Investment Advisory Contract immediately upon written notice.
B. Contribution Cost Factors The program may cost the client more or less than purchasing such services separately.
There are several factors that bear upon the relative cost of the program, including the trading activity in the client’s account, the adviser’s ability to aggregate trades, and the cost of the services if provided separately (which in turn depends on the prices and specific

services offered by different providers).
C. Additional Fees CWAI will wrap third party fees (i.e., custodian fees, brokerage fees, mutual fund fees, transaction fees, etc.) for wrap fee portfolio management accounts. CWAI will charge clients one fee and pay all transaction fees using the fee collected from the client.
Accounts participating in the wrap fee program are not charged higher advisory fees based on trading activity, but clients should be aware that CWAI has an incentive to limit trading activities for those accounts since the firm absorbs those transaction costs.
Certain other fees are not included in the wrap fee and are paid for separately by the client. These include, but are not limited to, margin costs, charges imposed directly by a mutual fund or exchange traded fund, fees associated with “step out” transactions if the account uses different custodians or broker-dealers, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions.
D. Compensation of Client Participation Neither CWAI, nor any representatives of CWAI receive any additional compensation beyond advisory fees for the participation of client’s in the wrap fee program. However, compensation received may be more than what would have been received if client paid separately for investment advice, brokerage, and other services. Therefore, CWAI may have a financial incentive to recommend the wrap fee program to clients.

CIRCULAR

CIRCULAR

CIRCULAR WEALTH ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CIRCULAR CIRCULAR CIRCULAR WEALTH ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CIRCULAR

CIRCULAR

CIRCULAR WEALTH ADVISORS, INC.