Overview
A. ACT is an investment adviser with its principal place of business in Wayne,
Pennsylvania that commenced operations in 2003. Its principal owner is Amir L.
Ecker.
B. ACT currently provides discretionary investment advisory services to private
pooled investment vehicles, including ACT Capital Partners, LP (the “Fund”),
Whitethorne Fund, LLC, Gingko Fund, LLC, The Ecker Family Partnership and
The 21st Century Ecker Family Partnership (collectively with the Fund, the
“Funds”). At present only ACT Capital Partners, LP holds funds from outside
investors. The Firm also manages individually managed accounts for family
members. In the future ACT may provide services to additional investment
vehicles that ACT may manage. The Fund will be identified in this Brochure as the
Firm’s “Client”.
C. ACT currently provides investment advisory services to its Client focused
on
investments in publicly-traded equity securities (long and short), and may also
trade and invest in other financial instruments to the extent deemed appropriate
by the Advisor, including without limitation, preferred stocks, limited Fund
interests, fixed income, warrants, equity derivatives, convertible securities, debt
securities, listed and unlisted options, shares of beneficial interest, convertible
preferred obligations, rights, options, puts and calls with respect to the foregoing,
and, in the future, commodity interests (futures, options on futures, certain swaps
subject to regulation by the CFTC), other swaps and derivatives of any kind. The
investment strategy of the Fund is set forth in the offering and related documents
of the Fund.
D. ACT does not offer a wrap fee program.
E. As of December 31, 2023, ACT had discretionary Regulatory Assets Under
Management of approximately $ 103,066,040.