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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 3 -40.00%
of those in investment advisory functions 2 -33.33%
Registration SEC, Approved, 02/11/2022
AUM* 108,983,685 -5.70%
of that, discretionary 108,392,227 -5.81%
Private Fund GAV* 55,457,302
Avg Account Size 1,297,425 -6.82%
SMA’s No
Private Funds 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
133M 114M 95M 76M 57M 38M 19M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$55,457,302

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Brochure Summary