9AT: HUDSON PARK MANAGEMENT, LLC

HUDSON PARK MANAGEMENT, LLC

other names

HUDSON PARK MANAGEMENT, LLC
HUDSON PARK
HUDSON PARK ADVISORS

Adviser Profile

Registration status

Terminated

As of Date	07/31/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Mid-sized advisory firm
Number of Employees	2 -33%
of those in investment advisory functions	1 -50%

AUM^*	57,045,351 -48%
of that, discretionary	56,361,566 -48%
Private Fund GAV^*	0 -100%
Avg Account Size	792,297 -39%
SMA’s	No
Private Funds	0 1
Contact Info	212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Charitable organizations
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

133M 114M 95M 76M 57M 38M 19M

2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Hudson Park has been in business as an investment management firm since January 2022. Hudson Park is wholly owned by Shummi Jindal. B. Hudson Park manages separately managed accounts (“SMAs”) and a pooled investment vehicle (the “Fund” and collectively with the SMAs, the “Clients”) on a discretionary basis. For its SMAs, Hudson Park allocates assets among various securities, including but not limited to individual fixed income securities, U.S. and international equity, exchange-traded funds, exchange-traded notes, stock and bond mutual funds, and other instruments deemed appropriate, including various private investment partnerships. For its Fund, Hudson Park aims to invest directly in alternative assets in order to generate returns which are uncorrelated to publicly traded capital markets. The Clients will be managed in accordance with the relevant investment management agreements and governing documents (herein, the “Offering Documents”). C. Where appropriate, Hudson Park consults with its SMAs on an initial and ongoing

basis to discuss various matters relevant to the management of their portfolios, such as cash flow needs, liquidity constraints and time horizon. Clients are advised to promptly notify the Firm if there are changes in their individual financial situations or investment needs. In certain circumstances, the Firm may tailor its investment strategy to a SMA’s specific needs and objectives, and Hudson Park may permit Clients to impose reasonable restrictions or mandates on the investments selected for their accounts if the Firm determines, in its sole discretion, the conditions will not materially impact the performance of a strategy or prove overly burdensome to its management efforts. The Firm does not tailor its investment strategy to the Fund’s underlying investors. D. Hudson Park does not participate in any wrap fee programs. E. As of December 31, 2023, Hudson Park has $108,392,227 of regulatory assets under management on a discretionary basis and $591,458 of regulatory assets under management on a non-discretionary basis.