Firm Description GIG was founded in 2004. GIG provides personalized confidential financial planning and investment management to individuals and high net worth individuals and a charitable organization. Advice is provided through consultation with the client and may include determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning. As part of its active management strategy to manage client’s portfolios, GIG and its related personnel will select from the following types of investments: stocks, bonds, mutual funds, certificates of deposit, annuities and life insurance. GIG does not act as a custodian of client assets. The client always maintains asset control. GIG places trades for clients under a limited power of attorney. Periodic reviews are also communicated to provide reminders of the specific courses of action that need to be taken. More frequent reviews occur but are not necessarily communicated to the client unless immediate changes are recommended. Other professionals (e.g., lawyers, accountants, etc.) are engaged directly by the client on an as-needed basis. Conflicts of interest will be disclosed to the client in the event they should occur. The initial meeting, which may be by telephone, is free of charge and is considered an exploratory interview to determine the extent to which financial planning and investment management may be beneficial to the client. Principal Owner Thomas J. Stephen is a 100 % owner and Managing Member. Types of Advisory Services GIG provides investment supervisory services, defined as giving continuous advice to a client or making investments for a client based on the individual needs of a client. Through personal discussions in which goals and objectives based on a client’s particular circumstances are established, GIG develops a client’s personal investment policy, creates and manages a portfolio based on that policy. GIG reviews the underlying securities in each portfolio on a continuous basis. GIG performs quarterly reviews of each client account. GIG will manage advisory accounts on a discretionary and non- discretionary basis. On more than an occasional basis, GIG furnishes advice to clients on matters not involving securities, such as financial planning matters, taxation issues, and trust services that often include estate planning. As of February 29th 2024.GIG manages approximately $141,504,017 of which, $135,715,368 is managed on a discretionary basis and $5,788,469 is managed on a non-discretionary basis. Tailored Relationships The goals and objectives for each client are documented in our client relationship management system. Investment policy statements are created that reflect the stated goals and objective. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without client consent. Types of Agreements The following agreements define the typical client relationships. Financial Planning Agreement Clients can also receive investment advice through consultations. This may include advice on only an isolated area(s) of concern such as estate planning, retirement planning, or any other specific topic. GIG also provides specific consultation and administrative services regarding investment and financial concerns of the client. Additionally, GIG provides advice on non-securities matters. Generally, this is in connection with the rendering of estate planning, insurance, and/or annuity advice. Financial planning and consulting recommendations are not limited to any specific product or service offered by a broker dealer or insurance company. All recommendations are of a generic nature. Financial planning and consulting clients will be charged a fixed fee, typically ranging from $1,000 to $5,000, depending on each client's individual circumstances and needs. However, under certain rare circumstances, these rates may be negotiable. GIG will quote the fixed fee to the client at the time the advisory agreement is executed. GIG may require financial planning clients to pay a retainer in an amount to be determined on a case-by-case basis. GIG will not require consulting clients to pay a retainer. Fees are due and payable upon completion of the plan/consulting service. GIG will never charge more

than $500 more than six months in advance of the financial plan or consulting service being completed. If a financial planning client becomes a GIG portfolio management client, GIG may waive or discount the financial planning fee in lieu of the portfolio management fee. Advisory Service Agreement Most clients choose to have GIG manage their assets in order to obtain ongoing in-depth advice and life planning. All aspects of the client’s financial affairs are reviewed, including those of their children. Realistic and measurable goals are set and objectives to reach those goals are defined. As goals and objectives change over time, suggestions are made and implemented on an ongoing basis. An Advisory Service Agreement includes cash flow management; insurance review; investment management (including performance reporting); education planning; retirement planning; estate planning; and tax preparation, as well as the implementation of recommendations within each area. The Adviser shall review the client’s present financial situation to the extent disclosed by the client and issue a report of analysis of current financial status and recommendations in accordance with the objectives, needs and goals of the client referred to in section two (2) of the advisory service agreement and communicated to the adviser. The adviser will continuously monitor the client’s account and when needed will direct the investment and reinvestment of the assets in client’s account (the “account”) in securities and cash or cash equivalents. The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: $0 -$500,000 = 1.25% $500,001 -$1,000,000 = 1.00% $1,000,001 -$2,000,000 = 0.75% Greater than $2,000,000 = .5% A minimum of $100,000 of assets under management and a $1250 minimum annual fee is required for this service, although under certain circumstances these may be negotiable. The annual fee will never exceed 3% of the managed assets. At the client's request, fees may be charged as a fixed fee. These fees and the account minimum may be negotiable under rare circumstances. Negotiated fees for such clients may be in the form of fixed fees; such fees will never exceed 3% of a client's managed assets. Consultant Agreement In some circumstances, a Consultant Agreement is executed in lieu of an Advisory Service Agreement when it is more appropriate to work on a fixed- fee basis. The annual fee for a Consultant Agreement is negotiable, and it is determined at the time the client signs the Agreement. Asset Management Assets are invested primarily in no-load or load-waived mutual funds and exchange-traded funds, usually through discount brokers or fund companies. Fund companies charge each fund shareholder an investment management fee that is disclosed in the fund prospectus. Discount brokerages may charge a transaction fee for the purchase of some funds. Stocks and bonds may be purchased or sold through a brokerage account when appropriate. The brokerage firm charges a fee for stock and bond trades. GIG does not receive any compensation, in any form, from fund companies. Investments may also include equities (stocks), warrants, corporate debt securities, commercial paper, certificates of deposit, municipal securities, investment company securities (variable life insurance, variable annuities, and mutual funds shares), U. S. government securities, options contracts, futures contracts, and interests in partnerships. Initial public offerings (IPOs) are not available through GIG. Termination of Agreement The Financial Planning Agreement and the Investment Advisory Service Agreement will continue in effect until terminated by either party by 30 day written notice to the other. Termination of either of these Agreements, will not affect (a) the validity of any action taken by Adviser prior to the receipt of the notice of termination; (b) liabilities or obligations of the parties from transactions initiated before termination of this Agreement; or (c) client’s obligation to pay advisory fees (pro-rated through the date of termination). On the termination of either of these Agreements, the adviser will have no obligation to recommend or take any action with regard to the securities, cash or other investments in the account. Upon termination of either Agreement, any prepaid, unearned fees will be due and payable.