A. Description of the Advisory Firm Prosperity Wealth Planning LLC (hereinafter “PWP”) is a Limited Liability Company organized in the State of California. The firm was formed in March 2019, and the principal owner is Carolanne M Chavanne. B. Types of Advisory Services Portfolio Management Services PWP offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. PWP creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels). Portfolio management services include, but are not limited to, the following:
• Investment strategy • Personal investment policy
• Asset allocation • Asset selection
• Risk tolerance • Regular portfolio monitoring PWP evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. PWP will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. PWP seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of PWP’s economic, investment or other financial interests. To meet its fiduciary obligations, PWP attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, PWP’s policy is to seek fair and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is PWP’s policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent, including initial public offerings ("IPOs") and other investment opportunities that might have a limited supply, among its clients on a fair and equitable basis over time. Financial Planning Financial plans and financial planning may include

but are not limited to: investment planning; life insurance; tax planning; retirement planning; college planning; debt/credit planning; and estate planning reviews. PWP is not a licensed attorney and will be giving no legal advice, creating no legal documents, and is not acting in the capacity of an attorney as part of engagements involving estate planning review. Educational Seminars/Workshops PWP provides periodic educational seminars, workshops and podcasts to clients on various financial planning topics. Services Limited to Specific Types of Investments PWP generally limits its investment advice to mutual funds, fixed income securities, real estate funds (including REITs), insurance products including annuities, equities, ETFs (including ETFs in the gold and precious metal sectors), treasury inflation protected/inflation linked bonds, commodities and non-U.S. securities. PWP may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions PWP offers the same suite of services to all clients. However, specific client investment strategies and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels). Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent PWP from properly servicing the client account, or if the restrictions would require PWP to deviate from its standard suite of services, PWP reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. PWP does not participate in any wrap fee programs. E. Assets Under Management PWP has the following assets under management: Discretionary Amounts: Non-Discretionary Amounts: Date Calculated: $ 172,937,293.00 $ 0.00 December 2023