9AT: GLASHOFER FINANCIAL ADVISORS

GLASHOFER FINANCIAL ADVISORS

GLASHOFER FINANCIAL ADVISORS

PAUL J. GLASHOFER ENTERPRISES, INC.

Adviser Profile

As of Date	06/16/2026
Registration	SEC, Approved, 07/19/2021
Other registrations (3)	Maryland, Terminated, 11/30/2021 New York, Terminated, 11/18/2021 Texas, Terminated, 11/18/2021
Contact Info	301 xxxxxxx

AUM^*	284,265,000 40%
of that, discretionary	269,280,000 39%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	750,040 -55%
% High Net Worth	49.69% 87%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Insurance companies

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

269M 231M 192M 154M 115M 77M 38M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Glashofer Financial Advisors (“GFA”) is an investment advisory firm that has been in business since February 2008. The principal owner and president of the firm is Paul Glashofer. Glashofer Financial Advisors provides investment advisory services to clients. GFA also discusses each client’s financial situation to identify whether they require growth, income, or a combination of both. GFA acts as investment advisor to clients with limited power of attorney to direct the purchase and sale of securities for clients. Glashofer Financial Advisors tailors its pension advisory services to the individual needs of clients by focusing on the client’s risk tolerance, investment experience, investment time horizon, and retirement needs. Clients may impose restrictions on investing in certain securities or types of securities by notifying the firm. When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing

retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interests ahead of yours. Under this special rule's provisions, we must:
• Meet a professional standard of care when making investment recommendations;
• Never put our financial interests ahead of yours when making recommendations;
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest. For more information about our conflicts of interest, please review items 5, 10, 11 and 14 or reach out to us using the contact information on the cover page of this brochure. As of December 31, 2023, Glashofer Financial Advisors manages approximately $203,278,000 Of these assets, approximately $193,231,000 is managed on a discretionary basis and $10,047,000 is managed on a non-discretionary basis.

GLASHOFER FINANCIAL ADVISORS

GLASHOFER FINANCIAL ADVISORS

PAUL J. GLASHOFER ENTERPRISES, INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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GLASHOFER FINANCIAL ADVISORS GLASHOFER FINANCIAL ADVISORS PAUL J. GLASHOFER ENTERPRISES, INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

GLASHOFER FINANCIAL ADVISORS

GLASHOFER FINANCIAL ADVISORS

PAUL J. GLASHOFER ENTERPRISES, INC.